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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.8M -$1.47M -43,790 -10%
RJA
2
Raymond James & Associates
Florida
$11.2M +$4.94M +146,770 +82%
LPL Financial
3
LPL Financial
California
$6.6M -$237K -7,046 -4%
IA
4
IFP Advisors
Florida
$5.57M +$355K +10,550 +7%
AG
5
Advisor Group
Arizona
$4.12M -$3.14M -93,464 -44%
IH
6
IFC Holdings
Florida
$3.45M -$55.3K -1,645 -2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.34M +$946K +28,119 +71%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.65M +$608K +18,088 +60%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.51M +$1.48M +43,859 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.41M -$212K -6,306 -13%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.36M +$992K +29,500 +297%
MFS
12
MSI Financial Services
Massachusetts
$1.31M +$88.6K +2,634 +7%
GWM
13
Geneos Wealth Management
Colorado
$1.2M -$13.1K -389 -1%
FHC
14
First Heartland Consultants
Missouri
$864K -$1.22M -36,361 -59%
CG
15
Colony Group
Massachusetts
$856K +$303K +9,017 +57%
Jane Street
16
Jane Street
New York
$854K -$775K -23,038 -48%
PAS
17
Partnervest Advisory Services
California
$765K -$7.74K -230 -1%
NWM
18
Northwest Wealth Management
Iowa
$571K +$557K +16,545 New
Citadel Advisors
19
Citadel Advisors
Florida
$514K -$593K -17,614 -54%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$505K -$50.3K -1,495 -9%
LI
21
LVZ Inc
Michigan
$395K -$84.7K -2,517 -18%
UBS Group
22
UBS Group
Switzerland
$300K +$34.9K +1,038 +14%
Wealth Enhancement Advisory Services
23
Wealth Enhancement Advisory Services
Minnesota
$259K +$252K +7,499 New
Ameriprise
24
Ameriprise
Minnesota
$246K +$239K +7,117 New
FAAS
25
First Allied Advisory Services
California
$244K -$5.38K -160 -2%
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