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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.3M -$595K -18,731 -5%
RDM
2
Retirement Design & Management
Connecticut
$5.95M +$41.5K +1,304 +0.7%
RJA
3
Raymond James & Associates
Florida
$5.17M +$24.1K +759 +0.5%
LPL Financial
4
LPL Financial
California
$4.97M -$5.08M -159,920 -51%
IA
5
IFP Advisors
Florida
$4.61M +$4.55M +142,996 +8,043%
IH
6
IFC Holdings
Florida
$3.01M +$1.57M +49,307 +110%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.93M +$2.13M +66,997 +266%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.81M +$150K +4,730 +6%
SAM
9
Stringer Asset Management
Tennessee
$2.77M +$2.51K +79 +0.1%
MFS
10
MSI Financial Services
Massachusetts
$2.56M +$164K +5,162 +7%
Jane Street
11
Jane Street
New York
$2.1M +$2.1M +65,957 New
FHC
12
First Heartland Consultants
Missouri
$1.92M +$183K +5,745 +11%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.72M +$69.8K +2,195 +4%
AG
14
Advisor Group
Arizona
$1.68M +$1.68M +52,904 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.18M -$204K -6,416 -15%
GWM
16
Geneos Wealth Management
Colorado
$1.13M -$255K -8,037 -19%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.03M -$49.8K -1,567 -5%
PAS
18
Partnervest Advisory Services
California
$625K +$74K +2,328 +13%
YP
19
Yellowstone Partners
Idaho
$507K +$164K +5,165 +48%
LI
20
LVZ Inc
Michigan
$498K -$315K -9,901 -39%
AGA
21
Accuvest Global Advisors
Utah
$462K – – –
CG
22
Colony Group
Massachusetts
$459K +$5.15K +162 +1%
Stifel Financial
23
Stifel Financial
Missouri
$246K +$245K +7,705 New
FAAS
24
First Allied Advisory Services
California
$231K -$3.3M -103,749 -93%
JP Morgan Chase
25
JP Morgan Chase
New York
$122K +$127 +4 +0.1%
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