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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$362M -$65M -963,858 -16%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$173M -$5.29M -78,426 -3%
Ameriprise
3
Ameriprise
Minnesota
$159M -$9.48M -140,576 -6%
LPL Financial
4
LPL Financial
California
$157M -$7.79M -115,507 -5%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$41.2M +$575K +8,523 +1%
Raymond James Financial
6
Raymond James Financial
Florida
$39M -$7.77M -115,233 -17%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$36.9M -$6.99M -103,606 -16%
Truist Financial
8
Truist Financial
North Carolina
$30M +$57K +845 +0.2%
CTC
9
Central Trust Company
Missouri
$27.8M -$1.13M -16,817 -4%
Stifel Financial
10
Stifel Financial
Missouri
$22.3M +$534K +7,923 +3%
HPC
11
Hobart Private Capital
North Carolina
$21.3M -$200K -2,964 -1%
WEG
12
World Equity Group
Illinois
$20.1M +$1.74M +25,744 +10%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$18M +$1.16M +17,191 +7%
CPG
14
Cornerstone Planning Group
New Jersey
$15.9M +$284K +4,205 +2%
Osaic Holdings
15
Osaic Holdings
Arizona
$15.7M +$723K +10,719 +5%
WIM
16
WealthPlan Investment Management
Nebraska
$15.1M +$28.7K +426 +0.2%
EC
17
EdgeRock Capital
Colorado
$14.2M +$1.24M +18,328 +10%
HighTower Advisors
18
HighTower Advisors
Illinois
$13.1M +$72.3K +1,072 +0.6%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$12.2M -$831K -12,326 -7%
EFG
20
Ethos Financial Group
Pennsylvania
$12M +$109K +1,623 +1%
AFG
21
Atomi Financial Group
New York
$9.97M -$1.68M -24,840 -15%
CWM
22
Centric Wealth Management
Illinois
$9.68M +$31K +460 +0.3%
PJWM
23
Philip James Wealth Mangement
Georgia
$9.2M +$582K +8,625 +7%
CPCM
24
Cardinal Point Capital Management
Ontario, Canada
$8.77M +$563K +8,355 +7%
CAS
25
Coppell Advisory Solutions
Texas
$8.54M +$391K +5,800 +5%
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