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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$203M +$49.6M +835,708 +34%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$101M -$2.65M -44,736 -3%
LPL Financial
3
LPL Financial
California
$75.7M +$19.9M +335,450 +38%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$31M +$16.9M +285,303 +131%
Truist Financial
5
Truist Financial
North Carolina
$23.4M -$5.23M -88,146 -19%
CTC
6
Central Trust Company
Missouri
$22.7M +$141K +2,375 +0.6%
PAG
7
Private Advisor Group
New Jersey
$18.7M +$7.34M +123,860 +69%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$17.5M +$14.2M +239,972 +557%
HighTower Advisors
9
HighTower Advisors
Illinois
$16.6M +$5.07M +85,569 +47%
FEG
10
Financial Enhancement Group
Indiana
$15.8M +$428K +7,220 +3%
WP
11
WealthPLAN Partners
Nebraska
$11.1M -$638K -10,759 -6%
SFP
12
Sweet Financial Partners
Minnesota
$11M +$25.4K +428 +0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$10.7M +$1.78M +29,939 +21%
CPG
14
Cornerstone Planning Group
New Jersey
$9.71M +$689K +11,615 +8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$9.36M +$5.07M +85,576 +129%
WEG
16
World Equity Group
Illinois
$9.02M +$8.68M +146,332 New
MWM
17
Modern Wealth Management
Kansas
$8.11M +$581K +9,806 +8%
WIM
18
WealthPlan Investment Management
Nebraska
$7.93M -$3.03M -51,106 -28%
CWM
19
Centric Wealth Management
Illinois
$7.51M -$136K -2,287 -2%
PJWM
20
Philip James Wealth Mangement
Georgia
$6.33M +$389K +6,554 +7%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$6.15M -$240K -4,040 -4%
CPCM
22
Cardinal Point Capital Management
Ontario, Canada
$5.92M +$248K +4,185 +5%
LC
23
LCNB Corp
Ohio
$5.9M +$427K +7,195 +8%
BC
24
Brio Consultants
California
$5.57M -$7.41K -125 -0.1%
FWA
25
FOCUS Wealth Advisors
Texas
$5.5M +$654K +11,037 +14%
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