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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$407M +$814K +12,682 +0.2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$169M +$37.2M +578,664 +29%
Ameriprise
3
Ameriprise
Minnesota
$160M +$14.8M +231,155 +11%
LPL Financial
4
LPL Financial
California
$157M +$6.62M +103,145 +5%
Raymond James Financial
5
Raymond James Financial
Florida
$44.6M +$13.5M +209,579 +45%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$41.8M +$2.86M +44,466 +8%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$38.4M +$2.93M +45,680 +9%
Truist Financial
8
Truist Financial
North Carolina
$28.3M +$350K +5,445 +1%
CTC
9
Central Trust Company
Missouri
$27.5M +$2.86M +44,609 +12%
Stifel Financial
10
Stifel Financial
Missouri
$20.6M +$101K +1,573 +0.5%
HPC
11
Hobart Private Capital
North Carolina
$20.4M +$192K +2,983 +1%
WEG
12
World Equity Group
Illinois
$17.4M +$1.58M +24,620 +10%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$15.9M +$1.37M +21,348 +10%
Comerica Bank
14
Comerica Bank
Texas
$15.7M +$6.82M +106,260 +82%
CPG
15
Cornerstone Planning Group
New Jersey
$14.5M +$1.23M +19,191 +10%
Osaic Holdings
16
Osaic Holdings
Arizona
$14.5M +$1.05M +16,376 +8%
WIM
17
WealthPlan Investment Management
Nebraska
$14.3M +$4.45M +69,353 +47%
HighTower Advisors
18
HighTower Advisors
Illinois
$12.4M -$1.09M -16,986 -8%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$12.3M -$297K -4,624 -2%
EC
20
EdgeRock Capital
Colorado
$12.3M +$1.83M +28,451 +18%
EFG
21
Ethos Financial Group
Pennsylvania
$11.3M +$886K +13,800 +9%
AFG
22
Atomi Financial Group
New York
$11.1M +$75.8K +1,180 +0.7%
CWM
23
Centric Wealth Management
Illinois
$9.1M +$55.5K +865 +0.6%
PAG
24
Private Advisor Group
New Jersey
$8.37M -$1.6M -24,910 -16%
PJWM
25
Philip James Wealth Mangement
Georgia
$8.14M +$15K +233 +0.2%
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