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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$298M +$15.9M +253,655 +6%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$110M +$3.76M +60,028 +4%
LPL Financial
3
LPL Financial
California
$109M +$9.46M +150,887 +10%
Ameriprise
4
Ameriprise
Minnesota
$75.5M +$15M +239,264 +25%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$34M +$819K +13,065 +2%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$30.5M +$10.3M +163,582 +52%
Truist Financial
7
Truist Financial
North Carolina
$30.4M +$5.42M +86,364 +22%
JP Morgan Chase
8
JP Morgan Chase
New York
$26.9M +$26M +413,979 +4,148%
CTC
9
Central Trust Company
Missouri
$23.8M -$1.47M -23,502 -6%
PAG
10
Private Advisor Group
New Jersey
$21.5M +$1.58M +25,151 +8%
FEG
11
Financial Enhancement Group
Indiana
$16M +$2.61M +41,617 +15%
Mariner
12
Mariner
Kansas
$14.9M +$14.2M +226,481 +2,838%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$13.1M +$2.13M +34,022 +20%
HighTower Advisors
14
HighTower Advisors
Illinois
$12.9M +$357K +5,694 +3%
Osaic Holdings
15
Osaic Holdings
Arizona
$12.5M -$1.37M -21,873 -10%
CPG
16
Cornerstone Planning Group
New Jersey
$11.8M +$665K +10,609 +6%
WP
17
WealthPLAN Partners
Nebraska
$11.3M +$109K +1,741 +1%
SFP
18
Sweet Financial Partners
Minnesota
$11.3M -$186K -2,968 -2%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$11M +$2.12M +33,782 +24%
WEG
20
World Equity Group
Illinois
$9.09M -$396K -6,317 -4%
MWM
21
Modern Wealth Management
Kansas
$9.03M +$413K +6,592 +5%
CWM
22
Centric Wealth Management
Illinois
$8.47M +$15.6K +248 +0.2%
WIM
23
WealthPlan Investment Management
Nebraska
$8.29M +$321K +5,122 +4%
BHWA
24
Beacon Harbor Wealth Advisors
Virginia
$7.91M +$241K +3,846 +3%
CPCM
25
Cardinal Point Capital Management
Ontario, Canada
$7.63M +$1.44M +22,915 +24%
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