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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$364M +$54.1M +827,844 +18%
LPL Financial
2
LPL Financial
California
$126M +$12.7M +194,659 +11%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$117M +$2.36M +36,194 +2%
Ameriprise
4
Ameriprise
Minnesota
$109M +$30.9M +473,092 +40%
JP Morgan Chase
5
JP Morgan Chase
New York
$50.6M +$22.5M +344,423 +81%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$35.6M +$4.02M +61,503 +13%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$33.5M -$1.71M -26,188 -5%
Truist Financial
8
Truist Financial
North Carolina
$28.1M -$3.43M -52,465 -11%
CTC
9
Central Trust Company
Missouri
$24.3M -$310K -4,752 -1%
PAG
10
Private Advisor Group
New Jersey
$18.8M -$3.44M -52,701 -16%
Raymond James Financial
11
Raymond James Financial
Florida
$16.8M +$16.6M +254,805 New
WEG
12
World Equity Group
Illinois
$14.3M +$4.8M +73,426 +51%
HighTower Advisors
13
HighTower Advisors
Illinois
$13.4M +$102K +1,558 +0.8%
CPG
14
Cornerstone Planning Group
New Jersey
$12.6M +$331K +5,063 +3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$12.4M -$1.16M -17,695 -9%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$12M +$10.6M +162,132 +827%
Osaic Holdings
17
Osaic Holdings
Arizona
$11.8M -$1.13M -17,250 -9%
WP
18
WealthPLAN Partners
Nebraska
$10.9M -$819K -12,532 -7%
EFG
19
Ethos Financial Group
Pennsylvania
$10.3M +$9.98M +152,745 +4,298%
AFG
20
Atomi Financial Group
New York
$10.1M +$3.09M +47,282 +45%
FEG
21
Financial Enhancement Group
Indiana
$9.88M -$10.6M -162,624 -52%
WIM
22
WealthPlan Investment Management
Nebraska
$9.75M +$1.15M +17,575 +13%
MWM
23
Modern Wealth Management
Kansas
$9.16M -$195K -2,990 -2%
BHWA
24
Beacon Harbor Wealth Advisors
Virginia
$8.72M +$516K +7,902 +6%
CWM
25
Centric Wealth Management
Illinois
$8.62M +$84.6K +1,295 +1%
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