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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$278M +$71M +1,160,460 +35%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$105M +$2.1M +34,340 +2%
LPL Financial
3
LPL Financial
California
$97.8M +$20.5M +335,072 +27%
Ameriprise
4
Ameriprise
Minnesota
$59.5M +$58.1M +950,335 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$32.7M +$1.22M +19,922 +4%
CTC
6
Central Trust Company
Missouri
$24.9M +$1.78M +29,044 +8%
Truist Financial
7
Truist Financial
North Carolina
$24.6M +$740K +12,107 +3%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$19.8M +$2.03M +33,263 +12%
PAG
9
Private Advisor Group
New Jersey
$19.6M +$613K +10,020 +3%
FEG
10
Financial Enhancement Group
Indiana
$16.9M +$551K +9,012 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.7M +$2.71M +44,279 +25%
HighTower Advisors
12
HighTower Advisors
Illinois
$12.3M -$4.43M -72,496 -27%
SFP
13
Sweet Financial Partners
Minnesota
$11.3M +$146K +2,385 +1%
WP
14
WealthPLAN Partners
Nebraska
$11.1M -$152K -2,493 -1%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$10.8M +$1.28M +20,896 +14%
CPG
16
Cornerstone Planning Group
New Jersey
$10.5M +$702K +11,475 +7%
WEG
17
World Equity Group
Illinois
$9.36M +$195K +3,187 +2%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$8.72M +$7.42M +121,295 +673%
MWM
19
Modern Wealth Management
Kansas
$8.49M +$248K +4,062 +3%
CWM
20
Centric Wealth Management
Illinois
$8.07M +$159K +2,596 +2%
WIM
21
WealthPlan Investment Management
Nebraska
$7.85M -$197K -3,222 -3%
BHWA
22
Beacon Harbor Wealth Advisors
Virginia
$7.56M +$7.38M +120,765 New
PJWM
23
Philip James Wealth Mangement
Georgia
$7.26M +$813K +13,294 +13%
LC
24
LCNB Corp
Ohio
$6.7M +$696K +11,376 +12%
CPCM
25
Cardinal Point Capital Management
Ontario, Canada
$6.09M +$78K +1,275 +1%
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