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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.8M +$2.49M +50,138 +3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$75.1M -$11.1M -223,035 -13%
LPL Financial
3
LPL Financial
California
$41.2M +$2.4M +48,276 +6%
Truist Financial
4
Truist Financial
North Carolina
$20.8M +$727K +14,623 +4%
FEG
5
Financial Enhancement Group
Indiana
$16M -$591K -11,881 -4%
CTC
6
Central Trust Company
Missouri
$11.1M +$2.95M +59,308 +37%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$10.7M +$489K +9,828 +5%
WP
8
WealthPLAN Partners
Nebraska
$10.4M -$9.19M -184,935 -48%
WIM
9
WealthPlan Investment Management
Nebraska
$9.25M -$10.3M -206,619 -53%
HighTower Advisors
10
HighTower Advisors
Illinois
$9.13M +$6.11M +122,904 +217%
SFP
11
Sweet Financial Partners
Minnesota
$8.96M +$8.77M +176,433 New
LFASL
12
Lugano Financial Advisors SA (LFA)
Switzerland
$8.13M -$695K -13,989 -8%
QA
13
Quantitative Advantage
Minnesota
$5.28M -$32.8K -660 -0.6%
FCBT
14
First Citizens Bank & Trust
North Carolina
$5.27M +$2.49M +50,034 +93%
BC
15
Brio Consultants
California
$4.97M -$31.9K -641 -0.7%
Osaic Holdings
16
Osaic Holdings
Arizona
$4.72M +$93.7K +1,886 +2%
PAG
17
Private Advisor Group
New Jersey
$4.67M +$722K +14,522 +19%
FWA
18
FOCUS Wealth Advisors
Texas
$4.26M -$37.5K -755 -0.9%
CPCM
19
Cardinal Point Capital Management
Ontario, Canada
$4.24M +$148K +2,985 +4%
CPWMP
20
Cardinal Point Wealth Management Partners
California
$4.24M +$148K +2,985 +4%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.91M -$122K -2,454 -3%
AWM
22
AE Wealth Management
Kansas
$3.65M -$804K -16,170 -18%
LOIP
23
Live Oak Investment Partners
Texas
$3.37M – – –
BCI
24
Brinker Capital Investments
Pennsylvania
$3.29M +$1.04M +20,847 +48%
OPS
25
Orion Portfolio Solutions
Nebraska
$3.29M +$2.86M +57,445 +788%
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