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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$15.4M +$302K +8,481 +2%
Morgan Stanley
2
Morgan Stanley
New York
$9.75M -$4.78M -134,468 -33%
IA
3
IFP Advisors
Florida
$6.87M +$609K +17,124 +10%
HighTower Advisors
4
HighTower Advisors
Illinois
$6.45M +$156K +4,395 +3%
LPL Financial
5
LPL Financial
California
$5.12M -$1.2M -33,771 -19%
IH
6
IFC Holdings
Florida
$3.62M +$422K +11,848 +13%
CG
7
Colony Group
Massachusetts
$2.54M +$1.49M +41,783 +145%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.22M +$372K +10,463 +20%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.99M -$9.46K -266 -0.5%
Jane Street
10
Jane Street
New York
$1.26M +$209K +5,872 +20%
GWM
11
Geneos Wealth Management
Colorado
$1.15M +$59.5K +1,672 +6%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.14M -$1.02M -28,648 -48%
IFWM
13
Institute for Wealth Management
Colorado
$880K +$869K +24,434 New
PAS
14
Partnervest Advisory Services
California
$848K +$37.8K +1,062 +5%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$788K +$777K +21,838 New
NWM
16
Northwest Wealth Management
Iowa
$674K – – –
Bank of America
17
Bank of America
North Carolina
$641K +$633K +17,784 New
RJA
18
Raymond James & Associates
Florida
$621K +$78.5K +2,205 +15%
LI
19
LVZ Inc
Michigan
$579K +$5.87K +165 +1%
CWM
20
Concert Wealth Management
California
$505K +$503K +14,132 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$395K -$100K -2,811 -20%
VKH
22
Virtu KCG Holdings
New York
$387K -$14.2K -398 -4%
Comerica Bank
23
Comerica Bank
Texas
$310K -$5.94K -167 -2%
FHC
24
First Heartland Consultants
Missouri
$270K -$276K -7,753 -51%
Stifel Financial
25
Stifel Financial
Missouri
$262K -$3.56K -100 -1%
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