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First Trust Long/Short Equity ETF
FTLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$373M +$5.54M +78,397 +2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$181M +$5.54M +78,470 +3%
LPL Financial
3
LPL Financial
California
$170M +$10.6M +149,648 +7%
Ameriprise
4
Ameriprise
Minnesota
$166M +$3.98M +56,351 +2%
Raymond James Financial
5
Raymond James Financial
Florida
$41.8M +$2.16M +30,631 +5%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$41.7M -$66.4K -940 -0.2%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$39.2M +$1.75M +24,705 +5%
AssetMark Inc
8
AssetMark Inc
California
$36.1M +$31.5M +446,569 +728%
Truist Financial
9
Truist Financial
North Carolina
$33.6M +$3.18M +45,071 +11%
CTC
10
Central Trust Company
Missouri
$30M +$1.75M +24,707 +6%
Stifel Financial
11
Stifel Financial
Missouri
$23.4M +$745K +10,542 +3%
HPC
12
Hobart Private Capital
North Carolina
$21.8M +$201K +2,851 +0.9%
VA
13
VestGen Advisors
Illinois
$20.9M +$20.8M +293,769 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$20M +$1.68M +23,742 +9%
MFG
15
Merit Financial Group
Georgia
$17.4M +$10.6M +150,598 +159%
CPG
16
Cornerstone Planning Group
New Jersey
$15.6M -$391K -5,536 -2%
Osaic Holdings
17
Osaic Holdings
Arizona
$15M -$1.24M -17,623 -8%
EC
18
EdgeRock Capital
Colorado
$14.5M +$132K +1,875 +0.9%
WIM
19
WealthPlan Investment Management
Nebraska
$13.1M -$2.21M -31,263 -14%
EFG
20
Ethos Financial Group
Pennsylvania
$12.9M +$736K +10,414 +6%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$11.7M -$641K -9,068 -5%
HighTower Advisors
22
HighTower Advisors
Illinois
$11.2M -$2.1M -29,728 -16%
Mariner
23
Mariner
Kansas
$11.1M +$9.34M +132,225 +560%
CWM
24
Centric Wealth Management
Illinois
$9.74M -$83.8K -1,186 -0.9%
CPCM
25
Cardinal Point Capital Management
Ontario, Canada
$9.62M +$582K +8,241 +6%
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