FT

Franklin Universal Trust
FT

Overview Fund Activity

42 hedge funds and large institutions have $27M invested in Franklin Universal Trust in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
10
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$2.46M
2
WAM
2
Wolverine Asset Management
Illinois
$179K
3
MSAM
3
Moloney Securities Asset Management
Missouri
$1.98M
4
Morgan Stanley
4
Morgan Stanley
New York
$4.97M
5
GC
5
Guggenheim Capital
Illinois
$92K

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$780K
2
FIA
2
Foundations Investment Advisors
Arizona
$108K
3
Invesco
3
Invesco
Georgia
$2.47M
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Stifel Financial
5
Stifel Financial
Missouri
$1.8M
Name Market Value Shares Shares
Change 		Shares
Change %
CL
26
CSS LLC
Illinois
$106K 15,574 +70 +0.5%
SWM
27
SeaCrest Wealth Management
New York
$104K 15,220 -2,218 -13%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$96K 14,048 +23 +0.2%
GC
29
Guggenheim Capital
Illinois
$92K 13,423 +13,423 New
FAAS
30
First Allied Advisory Services
California
$82K 12,080 -30 -0.2%
Goldman Sachs
31
Goldman Sachs
New York
$81K 11,939 -4,576 -28%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$29K 4,252 – –
NFG
33
Next Financial Group
Texas
$29K 4,179 +4,179 New
PA
34
Parallel Advisors
California
$19K 2,800 – –
CMA
35
Cedar Mountain Advisors
Oregon
$16K 2,413 +2,413 New
MPWT
36
MassMutual Private Wealth & Trust
Connecticut
$14K 2,100 +2,100 New
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$7K 1,000 +1,000 New
PFS
38
Prospera Financial Services
Texas
$7K 1,000 +1,000 New
PWMG
39
Prestige Wealth Management Group
New Jersey
$4K 650 – –
Barclays
40
Barclays
United Kingdom
$4K 480 +480 New
Koshinski Asset Management
41
Koshinski Asset Management
Illinois
$3.45K 490,488 +8,496 +2%
CRC
42
Curi RMB Capital
Illinois
– – -25,072 Closed
TJHA
43
Thomas J. Herzfeld Advisors
Florida
– – -15,168 Closed
FIB
44
First Interstate Bank
Montana
– – -14,000 Closed
DA
45
Doliver Advisors
Texas
– – -10,964 Closed
CAN
46
Cetera Advisor Networks
California
– – -8,500 Closed
CFD
47
Creative Financial Designs
Indiana
– – -1,800 Closed
CHC
48
City Holding Co
West Virginia
$0 8 – –
CFGS
49
Concourse Financial Group Securities
Alabama
– – – –
1
2