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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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55 hedge funds and large institutions have $229M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

13% more capital invested

Capital invested by funds: $202M → $229M (+$26.4M)

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

2% more funds holding

Funds holding: 54 → 55 (+1)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
55
Holders Change
+1
Holders Change %
+1.85%
% of All Funds
1.47%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
19
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$18.4M
2
AMH
Apollo Management Holdings
New York
+$5.95M
3
UBS Group
UBS Group
Switzerland
+$1.58M
4
Morgan Stanley
Morgan Stanley
New York
+$1.13M
5
Invesco
Invesco
Georgia
+$832K

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$3.31M
2
EM
EnTrustPermal Management
New York
-$2.42M
3
Bank of America
Bank of America
North Carolina
-$2.05M
4
SFS
Shaker Financial Services
Virginia
-$1.33M
5
Wells Fargo
Wells Fargo
California
-$1.26M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$763K +$754K +48,961 New
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$698K -$771 -50 -0.1%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$592K +$585K +37,975 New
DA
29
Doliver Advisors
Texas
$534K +$274K +17,754 +108%
Stifel Financial
30
Stifel Financial
Missouri
$422K -$205K -13,293 -33%
OC
31
Oppenheimer & Co
New York
$394K +$23.3K +1,512 +6%
State of Wisconsin Investment Board
32
State of Wisconsin Investment Board
Wisconsin
$346K – – –
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$334K +$330K +21,441 New
OFG
34
OTA Financial Group
New York
$333K +$14.2K +920 +4%
VKH
35
Virtu KCG Holdings
New York
$317K -$234K -15,162 -43%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$314K +$311K +20,164 New
CAN
37
Cetera Advisor Networks
California
$312K +$308K +20,000 New
RJT
38
Raymond James Trust
Florida
$296K +$42.3K +2,747 +17%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$274K +$49.4K +3,203 +22%
GEM
40
Global Endowment Management
North Carolina
$249K – – –
DWT
41
Dorsey & Whitney Trust
South Dakota
$210K – – –
SFS
42
Shaker Financial Services
Virginia
$178K -$1.33M -86,574 -88%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$158K +$156K +10,120 New
WAM
44
Wolverine Asset Management
Illinois
$145K -$1.01M -65,473 -88%
AG
45
Advisor Group
Arizona
$144K -$4.62K -300 -3%
IA
46
IFP Advisors
Florida
$82K – – –
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$63K -$2.31K -150 -4%
MFS
48
MSI Financial Services
Massachusetts
$59K +$909 +59 +2%
US Bancorp
49
US Bancorp
Minnesota
$31K – – –
NFG
50
Next Financial Group
Texas
$23K +$23.1K +1,500 New
1
2
3

FSD Hedge Fund Activity: Q3 2016 in Review

55 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q3 2016, worth a combined $229M — up 13% from $202M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FSD positions and 8 closed out — a net gain of 1 holder — while 19 added to existing stakes and 14 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $18.4M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $3.31M sold.

  • 55 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q3 2016, up from 54 in Q2 2016.
  • Funds reported $229M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q3 2016, up 13% quarter-over-quarter.
  • 9 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q3 2016 and 8 closed out, a net change of +1 holder.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q3 2016 was Saba Capital Management, an estimated $18.4M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q3 2016 was Curi RMB Capital, an estimated $3.31M sold.

Based on aggregated 13F filings for Q3 2016.