Shepherd Kaplan Krochuk’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-13,880	Closed	-$219K	–	173
2019 Q4	$219K	Sell	13,880 -22,310	-62%	-$343K	0.17%	137
2019 Q3	$549K	Hold	36,190	–	–	0.4%	73
2019 Q2	$544K	Hold	36,190	–	–	0.38%	72
2019 Q1	$529K	Buy	+36,190	New	+$517K	0.33%	84
2016 Q4	–	Sell	-10,120	Closed	-$158K	–	352
2016 Q3	$158K	Buy	+10,120	New	+$156K	0.03%	267

Other funds holding FSD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.31B AUM 1.2% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Shepherd Kaplan Krochuk's FSD Position: Q1 2020 in Review

Shepherd Kaplan Krochuk sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q1 2020, closing a stake of 13,880 shares — an estimated $219K sold.

Shepherd Kaplan Krochuk first reported a position in FSD in Q3 2016 and held it in 5 quarters. The position peaked at $549K in Q3 2019. 75 funds tracked by Wall St. Rank hold FSD as of Q1 2020.

Shepherd Kaplan Krochuk reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q1 2020 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 13,880 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q1 2020, an estimated $219K.
Shepherd Kaplan Krochuk first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q3 2016 and held it in 5 quarters.
Shepherd Kaplan Krochuk's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $549K in Q3 2019.
75 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q1 2020.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2020, filed 12 May 2020.