Shepherd Kaplan Krochuk’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-13,880	Closed	-$219K	–	178
2019 Q4	$219K	Sell	13,880 -22,310	-62%	-$343K	0.18%	137
2019 Q3	$549K	Hold	36,190	–	–	0.47%	73
2019 Q2	$544K	Hold	36,190	–	–	0.45%	72
2019 Q1	$529K	Buy	+36,190	New	+$517K	0.38%	84
2016 Q4	–	Sell	-10,120	Closed	-$158K	–	359
2016 Q3	$158K	Buy	+10,120	New	+$156K	0.03%	267

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Saba Capital Management New York $3.12B AUM 13% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $133M AUM 13.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return