Cetera Advisor Networks’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-10,601	Closed	-$167K	–	2066
2021 Q2	$167K	Hold	10,601	–	–	﹤0.01%	1793
2021 Q1	$160K	Buy	+10,601	New	+$158K	﹤0.01%	1402
2020 Q3	–	Sell	-20,993	Closed	-$279K	–	3141
2020 Q2	$279K	Hold	20,993	–	–	0.01%	947
2020 Q1	$255K	Sell	20,993 -2,870	-12%	-$41.8K	0.01%	875
2019 Q4	$377K	Hold	23,863	–	–	0.01%	853
2019 Q3	$363K	Sell	23,863 -1,400	-6%	-$20.9K	0.01%	840
2019 Q2	$382K	Sell	25,263 -1,879	-7%	-$27.5K	0.01%	793
2019 Q1	$396K	Buy	27,142 +400	+1%	+$5.71K	0.01%	750
2018 Q4	$355K	Sell	26,742 -5,722	-18%	-$79.6K	0.01%	693
2018 Q3	$479K	Buy	32,464 +10,079	+45%	+$148K	0.02%	652
2018 Q2	$330K	Buy	+22,385	New	+$334K	0.02%	604
2018 Q1	–	Sell	-23,794	Closed	-$395K	–	1000
2017 Q4	$395K	Buy	23,794 +6,635	+39%	+$110K	0.02%	645
2017 Q3	$291K	Buy	17,159 +459	+3%	+$7.79K	0.01%	696
2017 Q2	$288K	Sell	16,700 -1,500	-8%	-$25.6K	0.01%	714
2017 Q1	$303K	Buy	18,200 +7,000	+63%	+$116K	0.01%	695
2016 Q4	$179K	Sell	11,200 -8,800	-44%	-$137K	0.01%	805
2016 Q3	$312K	Buy	+20,000	New	+$308K	0.01%	752