EnTrustPermal Management’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

EnTrustPermal Management’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-163,000	Closed	-$2.42M	–	30
2016 Q2	$2.42M	Sell	163,000 -70,200	-30%	-$1.03M	1.22%	20
2016 Q1	$3.41M	Buy	233,200 +78,800	+51%	+$1.1M	2.75%	16
2015 Q4	$2.17M	Buy	154,400 +58,800	+62%	+$841K	2.2%	16
2015 Q3	$1.35M	Buy	95,600 +56,200	+143%	+$832K	1.64%	18
2015 Q2	$617K	Buy	+39,400	New	+$640K	0.73%	17

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

EnTrustPermal Management's FSD Position: Q3 2016 in Review

EnTrustPermal Management sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q3 2016, closing a stake of 163,000 shares — an estimated $2.42M sold.

EnTrustPermal Management first reported a position in FSD in Q2 2015 and held it in 5 quarters. The position peaked at $3.41M in Q1 2016. 55 funds tracked by Wall St. Rank hold FSD as of Q3 2016.

EnTrustPermal Management reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q3 2016 after selling out during the quarter.
EnTrustPermal Management sold 163,000 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q3 2016, an estimated $2.42M.
EnTrustPermal Management first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2015 and held it in 5 quarters.
EnTrustPermal Management's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $3.41M in Q1 2016.
55 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q3 2016.

Based on EnTrustPermal Management's 13F filing for Q3 2016, filed 14 Nov 2016.