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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Calton & Associates
Florida
$13K +$13K +370 New
Citigroup
27
Citigroup
New York
$8K – – –
FHA
28
First Horizon Advisors
Tennessee
$8K +$8.54K +243 New
SPIA
29
Steward Partners Investment Advisory
New York
$7K – – –
Ameriprise
30
Ameriprise
Minnesota
– -$363K -10,541 Closed
TSS
31
Two Sigma Securities
New York
– -$259K -7,520 Closed
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
– -$245K -7,125 Closed
VF
33
Virtu Financial
New York
– -$236K -6,857 Closed