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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$447K -$3.1K -56 -0.7%
SG
27
StoneX Group
New York
$393K +$154K +2,784 +69%
AT
28
Arden Trust
Delaware
$388K +$371K +6,722 New
Wells Fargo
29
Wells Fargo
California
$387K -$7.85K -142 -2%
CAN
30
Cetera Advisor Networks
California
$337K +$325K +5,884 New
Citigroup
31
Citigroup
New York
$250K +$32.9K +595 +16%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$236K -$5.47K -99 -2%
OMC
33
Old Mission Capital
Illinois
$225K -$5.53K -100 -2%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$210K +$202K +3,662 New
CFGS
35
Concourse Financial Group Securities
Alabama
$135K +$130K +2,351 New
BFEC
36
Benjamin F. Edwards & Company
Missouri
$120K +$663 +12 +0.6%
FAIM
37
Financial Advocates Investment Management
Washington
$119K -$316K -5,716 -73%
AC
38
Avestar Capital
New York
$99K
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$74K
CWA
40
Clarus Wealth Advisors
Arizona
$66K
QCIG
41
Quad-Cities Investment Group
Iowa
$19K -$19.3K -350 -52%
AA
42
AlphaMark Advisors
Kentucky
$17K
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$14K
SWP
44
Stratos Wealth Partners
Ohio
$6K +$5.53K +100 New
FGAM
45
Financial Gravity Asset Management
Texas
$5K
CWM
46
Cornerstone Wealth Management
Missouri
-$590K -32,061 Closed
Lazard Asset Management
47
Lazard Asset Management
New York
-$834K -15,060 Closed
KA
48
Kovack Advisors
Florida
-$274K -4,948 Closed
US Bancorp
49
US Bancorp
Minnesota
-$51K -915 Closed
CF
50
Centaurus Financial
California
-$9K -168 Closed