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First Trust Smith Opportunistic Fixed Income ETF
FIXD

81 hedge funds and large institutions have $414M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 11 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

291% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 11

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

19% more capital invested

Capital invested by funds: $347M → $414M (+$67.2M)

8% more funds holding

Funds holding: 75 → 81 (+6)

1.11% more ownership

Funds ownership: 67.41% → 68.52% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
1.76%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
20
Increased
43
Reduced
11
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$14.8M
2
UBS Group
UBS Group
Switzerland
+$13.2M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$11.3M
4
BCP
Blackhawk Capital Partners
Wisconsin
+$8.13M
5
LPL Financial
LPL Financial
California
+$7.75M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$18.9M
2
PFA
Pinnacle Family Advisors
Missouri
-$6.87M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.48M
4
Jane Street
Jane Street
New York
-$3.67M
5
FTUS
Flow Traders U.S.
New York
-$1.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAAS
26
First Allied Advisory Services
California
$2.28M +$470K +9,246 +27%
LA
27
LexAurum Advisors
Kansas
$2.28M +$1.03M +20,333 +86%
AG
28
Advisor Group
Arizona
$1.93M +$513K +10,088 +37%
NA
29
NewEdge Advisors
Louisiana
$1.38M +$688K +13,528 +103%
First Trust Advisors
30
First Trust Advisors
Illinois
$1.38M +$610K +11,994 +82%
SS
31
Simplicity Solutions
Minnesota
$1.35M +$1.32M +26,033 New
PFS
32
Prospera Financial Services
Texas
$1.32M +$1.3M +25,512 New
W
33
WealthOne
New York
$1.26M +$1.12M +21,933 +901%
LFAS
34
Level Four Advisory Services
Texas
$1.15M +$1.12M +22,106 New
AWM
35
AE Wealth Management
Kansas
$1.13M +$1.11M +21,889 New
CAM
36
Concorde Asset Management
Michigan
$1.1M +$160K +3,139 +17%
Citadel Advisors
37
Citadel Advisors
Florida
$1.04M -$18.9M -371,579 -95%
AIM
38
Advantage Investment Management
Iowa
$1.02M +$193K +3,803 +24%
CWM
39
Cornerstone Wealth Management
Missouri
$1.01M +$7.12K +140 +0.7%
AI
40
Atria Investments
North Carolina
$972K +$937K +18,413 New
GWM
41
Geneos Wealth Management
Colorado
$960K +$89.3K +1,755 +10%
US Bancorp
42
US Bancorp
Minnesota
$946K +$929K +18,259 New
WIA
43
Wealthstreet Investment Advisors
Texas
$928K +$173K +3,400 +23%
CFGS
44
Concourse Financial Group Securities
Alabama
$871K +$611K +12,003 +249%
PFA
45
Pinnacle Family Advisors
Missouri
$860K -$6.87M -135,060 -89%
PAG
46
Private Advisor Group
New Jersey
$804K +$231K +4,547 +41%
CA
47
Cetera Advisors
Colorado
$613K +$140K +2,757 +30%
GCA
48
Genesee Capital Advisors
New York
$606K +$3.71K +73 +0.6%
HighTower Advisors
49
HighTower Advisors
Illinois
$580K +$300K +5,907 +111%
BRWA
50
B. Riley Wealth Advisors
Florida
$490K +$155K +3,050 +48%
1
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FIXD Hedge Fund Activity: Q2 2019 in Review

81 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q2 2019, worth a combined $414M — up 19% from $347M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FIXD positions and 12 closed out — a net gain of 8 holders — while 43 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $14.8M. The largest seller was Citadel Advisors, cutting an estimated $18.9M.

  • 81 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q2 2019, up from 75 in Q1 2019.
  • Funds reported $414M of First Trust Smith Opportunistic Fixed Income ETF stock for Q2 2019, up 19% quarter-over-quarter.
  • 20 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q2 2019 and 12 closed out, a net change of +8 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q2 2019 was Morgan Stanley, an estimated $14.8M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q2 2019 was Citadel Advisors, an estimated $18.9M sold.

Based on aggregated 13F filings for Q2 2019.