We are live on ! Find out more
FIXD icon

First Trust Smith Opportunistic Fixed Income ETF
FIXD

75 hedge funds and large institutions have $347M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

67% more funds holding in top 10

Funds holding in top 10: 3 → 5 (+2)

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

42% more capital invested

Capital invested by funds: $243M → $347M (+$103M)

15% more funds holding

Funds holding: 65 → 75 (+10)

1.49% more ownership

Funds ownership: 65.92% → 67.41% (+1.5%)

Holders
75
Holders Change
+10
Holders Change %
+15.38%
% of All Funds
1.62%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.11%
New
18
Increased
28
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$19.5M
2
AFA
American Financial Advisors
Georgia
+$17M
3
Bank of America
Bank of America
North Carolina
+$15.3M
4
LI
LVZ Inc
Michigan
+$14.4M
5
Morgan Stanley
Morgan Stanley
New York
+$11M

Top Sellers

Rank Fund Capital Flow
1
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$9.62M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.86M
3
Goldman Sachs
Goldman Sachs
New York
-$3.29M
4
RCG
Ruggie Capital Group
Florida
-$1.56M
5
W
WealthOne
New York
-$1.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
Cornerstone Wealth Management
Missouri
$1.46M -$43.5K -873 -4%
FAIM
27
Financial Advocates Investment Management
Washington
$1.43M +$56.2K +1,129 +4%
AG
28
Advisor Group
Arizona
$1.37M -$232K -4,654 -15%
ACM
29
Aviance Capital Management
Florida
$1.35M -$222K -4,459 -14%
W
30
WealthOne
New York
$1.23M -$1.21M -24,219 -91%
LA
31
LexAurum Advisors
Kansas
$1.2M +$1.18M +23,719 New
FTUS
32
Flow Traders U.S.
New York
$1.16M +$737K +14,804 +183%
CAM
33
Concorde Asset Management
Michigan
$918K -$38.3K -768 -4%
GWM
34
Geneos Wealth Management
Colorado
$849K +$74.7K +1,500 +10%
AIM
35
Advantage Investment Management
Iowa
$800K +$788K +15,817 New
IA
36
IFP Advisors
Florida
$785K +$540K +10,847 +235%
First Trust Advisors
37
First Trust Advisors
Illinois
$743K +$733K +14,705 New
WIA
38
Wealthstreet Investment Advisors
Texas
$734K +$14.9K +300 +2%
NA
39
NewEdge Advisors
Louisiana
$667K +$88.5K +1,776 +16%
GCA
40
Genesee Capital Advisors
New York
$589K -$356K -7,150 -38%
PAG
41
Private Advisor Group
New Jersey
$555K +$996 +20 +0.2%
CA
42
Cetera Advisors
Colorado
$456K +$451K +9,047 New
QCIG
43
Quad-Cities Investment Group
Iowa
$434K -$7.12K -143 -2%
RFN
44
RDA Financial Network
Iowa
$429K +$424K +8,518 New
AIP
45
Ahrens Investment Partners
Louisiana
$336K +$331K +6,654 New
BRWA
46
B. Riley Wealth Advisors
Florida
$324K +$5.98K +120 +2%
DADC
47
D.A. Davidson & Co
Montana
$310K +$22.9K +460 +8%
TSS
48
Two Sigma Securities
New York
$296K +$33.2K +666 +13%
Wells Fargo
49
Wells Fargo
California
$273K – – –
HighTower Advisors
50
HighTower Advisors
Illinois
$272K +$266K +5,334 New
1
2
3 4

FIXD Hedge Fund Activity: Q1 2019 in Review

75 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q1 2019, worth a combined $347M — up 42% from $243M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FIXD positions and 8 closed out — a net gain of 10 holders — while 28 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $19.5M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $9.62M.

  • 75 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q1 2019, up from 65 in Q4 2018.
  • Funds reported $347M of First Trust Smith Opportunistic Fixed Income ETF stock for Q1 2019, up 42% quarter-over-quarter.
  • 18 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q1 2019 and 8 closed out, a net change of +10 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q1 2019 was Citadel Advisors, an estimated $19.5M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q1 2019 was Carson Wealth (CWM LLC), an estimated $9.62M sold.

Based on aggregated 13F filings for Q1 2019.