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First Trust Large Cap Core AlphaDEX Fund

124 hedge funds and large institutions have $845M invested in First Trust Large Cap Core AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

16% more funds holding

Funds holding: 107124 (+17)

15% more capital invested

Capital invested by funds: $734M → $845M (+$111M)

4.59% more ownership

Funds ownership: 51.53%56.12% (+4.6%)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

Holders
124
Holders Change
+17
Holders Change %
+15.89%
% of All Funds
3.09%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
22
Increased
46
Reduced
45
Closed
4
Calls
$9.63M
Puts
Net Calls
+$9.63M
Net Calls Change
+$9.63M
Name Holding Trade Value Shares
Change
Change in
Stake
SS
26
Simplicity Solutions
Minnesota
$5.87M +$1.17M +23,109 +26%
IH
27
IFC Holdings
Florida
$5.01M +$151K +2,976 +3%
LPT
28
Legacy Private Trust
Wisconsin
$4.75M +$558K +10,970 +14%
BTS
29
BB&T Securities
Virginia
$4.57M -$1.12M -22,008 -20%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$4.54M +$329K +6,467 +8%
SIM
31
SSI Investment Management
California
$4.29M -$2.42M -47,594 -36%
CCA
32
Clearwater Capital Advisors
Illinois
$4.17M -$641K -12,616 -13%
VFA
33
Voya Financial Advisors
Connecticut
$3.91M -$440K -8,653 -10%
JP Morgan Chase
34
JP Morgan Chase
New York
$3.87M -$40.2K -791 -1%
Ameriprise
35
Ameriprise
Minnesota
$3.77M -$223K -4,395 -6%
FA
36
FDx Advisors
Illinois
$3.72M -$2.89M -56,817 -44%
CAN
37
Cetera Advisor Networks
California
$3.54M +$245K +4,827 +8%
SFWA
38
Summit Financial Wealth Advisors
Louisiana
$2.96M -$2.09M -41,158 -42%
SI
39
SII Investments
Wisconsin
$2.82M +$125K +2,450 +5%
FAAS
40
First Allied Advisory Services
California
$2.77M -$1.1M -21,596 -29%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$2.56M +$49.2K +968 +2%
US Bancorp
42
US Bancorp
Minnesota
$2.12M -$63.3K -1,246 -3%
AA
43
Ancora Advisors
Ohio
$2.11M +$101K +1,994 +5%
AI
44
Atria Investments
North Carolina
$1.91M +$232K +4,570 +14%
PAG
45
Private Advisor Group
New Jersey
$1.85M +$96.6K +1,901 +6%
Thrivent Financial for Lutherans
46
Thrivent Financial for Lutherans
Minnesota
$1.84M
IWMPD
47
Integrated Wealth Management (Palm Desert)
California
$1.81M +$205K +4,030 +13%
DADC
48
D.A. Davidson & Co
Montana
$1.79M -$55.9K -1,100 -3%
BAAM
49
Baker Avenue Asset Management
California
$1.77M -$122K -2,400 -7%
GS
50
Girard Securities
California
$1.73M +$4.68K +92 +0.3%

FEX Hedge Fund Activity: Q1 2017 in Review

124 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q1 2017, worth a combined $845M — up 15% from $734M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FEX positions and 4 closed out — a net gain of 18 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.6M. The largest seller was Accuvest Global Advisors, exiting entirely with an estimated $9.9M sold.

  • 124 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q1 2017, up from 107 in Q4 2016.
  • Funds reported $845M of First Trust Large Cap Core AlphaDEX Fund stock for Q1 2017, up 15% quarter-over-quarter.
  • 22 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q1 2017 and 4 closed out, a net change of +18 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q1 2017 was Morgan Stanley, an estimated $19.6M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q1 2017 was Accuvest Global Advisors, an estimated $9.9M sold.

Based on aggregated 13F filings for Q1 2017.