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First Trust Large Cap Core AlphaDEX Fund

71 hedge funds and large institutions have $632M invested in First Trust Large Cap Core AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

245% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 11

28% more capital invested

Capital invested by funds: $493M → $632M (+$140M)

18% more funds holding

Funds holding: 6071 (+11)

3.4% more ownership

Funds ownership: 52.36%55.76% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
71
Holders Change
+11
Holders Change %
+18.33%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
15
Increased
38
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
26
First Allied Advisory Services
California
$3M +$1.08M +25,318 +60%
PI
27
Placemark Investments
Illinois
$2.98M +$647K +15,137 +29%
ACM
28
Aviance Capital Management
Florida
$2.67M +$1.24M +28,919 +92%
JP Morgan Chase
29
JP Morgan Chase
New York
$2.63M +$51.3K +1,201 +2%
LPT
30
Legacy Private Trust
Wisconsin
$2.55M +$221K +5,173 +10%
OC
31
Oppenheimer & Co
New York
$2.51M +$231K +5,396 +11%
IH
32
IFC Holdings
Florida
$2.44M +$803K +18,789 +52%
Citigroup
33
Citigroup
New York
$2.33M +$2.15M +50,354 +2,238%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$2.19M +$4.49K +105 +0.2%
PAG
35
Private Advisor Group
New Jersey
$2.04M +$64K +1,497 +3%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$1.96M -$428K -10,022 -18%
AUB
37
Atlantic Union Bankshares
Virginia
$1.73M -$342K -8,000 -17%
WA
38
WFG Advisors
Texas
$1.4M +$43.8K +1,024 +3%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$1.24M +$81K +1,896 +7%
VFS
40
VSR Financial Services
Kansas
$1.06M +$1.03M +24,024 New
AIG
41
American International Group
New York
$940K +$94.9K +2,220 +12%
SI
42
SII Investments
Wisconsin
$928K +$13.1K +306 +1%
MFS
43
MSI Financial Services
Massachusetts
$810K +$631K +14,761 +419%
FHC
44
First Heartland Consultants
Missouri
$765K +$277K +6,475 +60%
FHA
45
First Horizon Advisors
Tennessee
$760K +$747K +17,485 New
VAM
46
Visionary Asset Management
Texas
$633K +$45.8K +1,071 +8%
ASN
47
Advisory Services Network
Georgia
$607K +$586K +13,703 New
ICOA
48
Investment Centers of America
North Dakota
$486K +$469K +10,986 New
AGA
49
Accuvest Global Advisors
Utah
$455K -$45.1K -1,055 -9%
CS
50
Comerica Securities
Michigan
$429K +$413K +9,670 New

FEX Hedge Fund Activity: Q2 2014 in Review

71 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q2 2014, worth a combined $632M — up 28% from $493M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FEX positions and 4 closed out — a net gain of 11 holders — while 38 added to existing stakes and 11 trimmed.

The largest buyer was Astor Investment Management, adding an estimated $26.3M. The largest seller was ACG Wealth, cutting an estimated $5.63M.

  • 71 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q2 2014, up from 60 in Q1 2014.
  • Funds reported $632M of First Trust Large Cap Core AlphaDEX Fund stock for Q2 2014, up 28% quarter-over-quarter.
  • 15 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q2 2014 and 4 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q2 2014 was Astor Investment Management, an estimated $26.3M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q2 2014 was ACG Wealth, an estimated $5.63M sold.

Based on aggregated 13F filings for Q2 2014.