Investment Centers of America’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Investment Centers of America’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-4,805	Closed	-$224K	–	621
2016 Q3	$224K	Sell	4,805 -682	-12%	-$31.8K	0.02%	462
2016 Q2	$246K	Sell	5,487 -24,590	-82%	-$1.1M	0.03%	405
2016 Q1	$1.34M	Buy	30,077 +1,136	+4%	+$47.3K	0.15%	146
2015 Q4	$1.25M	Sell	28,941 -4,997	-15%	-$220K	0.16%	143
2015 Q3	$1.42M	Buy	33,938 +9,864	+41%	+$439K	0.22%	122
2015 Q2	$1.11M	Buy	24,074 +16,984	+240%	+$798K	0.17%	154
2015 Q1	$331K	Buy	+7,090	New	+$327K	0.05%	318
2014 Q3	–	Sell	-10,986	Closed	-$486K	–	431
2014 Q2	$486K	Buy	+10,986	New	+$469K	0.11%	184

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 12.48% 1-Year Est. Return

Investment Centers of America's FEX Position: Q4 2016 in Review

Investment Centers of America sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2016, closing a stake of 4,805 shares — an estimated $224K sold.

Investment Centers of America first reported a position in FEX in Q2 2014 and held it in 8 quarters. The position peaked at $1.42M in Q3 2015. 107 funds tracked by Wall St. Rank hold FEX as of Q4 2016.

Investment Centers of America reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Investment Centers of America sold 4,805 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2016, an estimated $224K.
Investment Centers of America first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2014 and held it in 8 quarters.
Investment Centers of America's First Trust Large Cap Core AlphaDEX Fund position peaked at $1.42M in Q3 2015.
107 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2016.

Based on Investment Centers of America's 13F filing for Q4 2016, filed 13 Feb 2017.