UBS’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

UBS’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$65M	Buy	1,493,034 +266,123	+22%	+$11.8M	0.05%	390
2014 Q2	$54.4M	Buy	1,226,911 +172,165	+16%	+$7.36M	0.04%	418
2014 Q1	$44.4M	Buy	1,054,746 +724,561	+219%	+$29.7M	0.04%	443
2013 Q4	$13.6M	Buy	330,185 +51,066	+18%	+$2.02M	0.01%	1050
2013 Q3	$10.5M	Sell	279,119 -29,315	-10%	-$1.09M	0.01%	1101
2013 Q2	$10.9M	Buy	+308,434	New	+$10.8M	0.01%	982

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

DWA

Dorsey Wright & Associates Pasadena, California $807M AUM 65.46% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

AIA

Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS's FEX Position: Q3 2014 in Review

UBS increased its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 22% in Q3 2014, buying an estimated $11.8M and bringing the position to 1,493,034 shares worth $65M. The position accounts for 0.05% of the portfolio, ranked #390.

UBS first reported a position in FEX in Q2 2013 and has held it in 6 quarters since. 76 funds tracked by Wall St. Rank hold FEX as of Q3 2014.

UBS held 1,493,034 shares of First Trust Large Cap Core AlphaDEX Fund worth $65M as of Q3 2014.
UBS bought 266,123 First Trust Large Cap Core AlphaDEX Fund shares in Q3 2014, an estimated $11.8M.
First Trust Large Cap Core AlphaDEX Fund made up 0.05% of UBS's portfolio in Q3 2014, its #390 holding.
UBS first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
76 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.