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Fidus Investment
FDUS

67 hedge funds and large institutions have $121M invested in Fidus Investment in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

1.04% more ownership

Funds ownership: 31.03% → 32.07% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $126M → $121M (-$4.99M)

4% less funds holding

Funds holding: 70 → 67 (-3)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

Holders
67
Holders Change
-3
Holders Change %
-4.29%
% of All Funds
1.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
21
Reduced
19
Closed
11
Calls
$246K
Puts
–
Net Calls
+$246K
Net Calls Change
-$1.03M

Top Buyers

1
MC
Muzinich & Co
New York
+$3.91M
2
Morgan Stanley
Morgan Stanley
New York
+$836K
3
BTS
BB&T Securities
Virginia
+$683K
4
YMRC
Yorktown Management & Research Company
Virginia
+$575K
5
SGI
Summit Global Investments
Utah
+$494K

Top Sellers

1
OCG
Opus Capital Group
Ohio
-$917K
2
SIC
Salem Investment Counselors
North Carolina
-$723K
3
AM
Ares Management
California
-$706K
4
MC
Moors & Cabot
Massachusetts
-$349K
5
OIA
Optimum Investment Advisors
Illinois
-$269K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFA
51
Carroll Financial Associates
North Carolina
$95K – – –
AG
52
Advisor Group
Arizona
$60K – – –
Wells Fargo
53
Wells Fargo
California
$49K -$2.9K -177 -5%
Deutsche Bank
54
Deutsche Bank
Germany
$43K +$4.92K +300 +13%
Citigroup
55
Citigroup
New York
$40K – – –
BWM
56
Baystate Wealth Management
Massachusetts
$24K – – –
PAM
57
Panagora Asset Management
Massachusetts
$22K – – –
SPIA
58
Steward Partners Investment Advisory
New York
$21K -$34.2K -2,083 -60%
Bank of America
59
Bank of America
North Carolina
$16K -$9.85K -600 -38%
SIAP
60
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$16K – – –
TRCT
61
Tower Research Capital (TRC)
New York
$12K +$12.1K +738 New
Macquarie Group
62
Macquarie Group
Australia
$10K +$9.85K +600 New
Manulife (Manufacturers Life Insurance)
63
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K – – –
WFI
64
West Family Investments
California
$5.05K +$222K +13,510 +4%
PCM
65
Penserra Capital Management
California
$5K -$542 -33 -10%
WAM
66
Wealthspire Advisors (Maryland)
Maryland
$3K – – –
HR
67
Howe & Rusling
New York
$2K – – –
SIC
68
Salem Investment Counselors
North Carolina
– -$723K -43,000 Closed
MC
69
Moors & Cabot
Massachusetts
– -$349K -20,800 Closed
TSS
70
Two Sigma Securities
New York
– -$225K -13,367 Closed
Stifel Financial
71
Stifel Financial
Missouri
– -$196K -11,600 Closed
Baird Financial Group
72
Baird Financial Group
Wisconsin
– -$187K -11,103 Closed
US Bancorp
73
US Bancorp
Minnesota
– -$138K -8,200 Closed
CT
74
Clearstead Trust
Maine
– -$51K -3,025 Closed
Barclays
75
Barclays
United Kingdom
– -$17K -1,000 Closed
1 2
3
4

FDUS Hedge Fund Activity: Q3 2017 in Review

67 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2017, worth a combined $121M — down 4% from $126M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FDUS and 8 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Muzinich & Co, adding an estimated $3.91M. The largest seller was Opus Capital Group, cutting an estimated $917K.

  • 67 institutional investors held Fidus Investment (FDUS) as of Q3 2017, down from 70 in Q2 2017.
  • Funds reported $121M of Fidus Investment stock for Q3 2017, down 4% quarter-over-quarter.
  • 8 funds opened new Fidus Investment positions in Q3 2017 and 11 closed out, a net change of -3 holders.
  • The largest Fidus Investment buyer in Q3 2017 was Muzinich & Co, an estimated $3.91M added.
  • The largest Fidus Investment seller in Q3 2017 was Opus Capital Group, an estimated $917K sold.

Based on aggregated 13F filings for Q3 2017.