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Fidus Investment

46 hedge funds and large institutions have $49.2M invested in Fidus Investment in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

7% more funds holding

Funds holding: 4346 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $50.3M → $49.2M (-$1.04M)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
12
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$170K -$250K -17,063 -58%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$161K +$4.6K +314 +3%
HighTower Advisors
28
HighTower Advisors
Illinois
$138K
Citigroup
29
Citigroup
New York
$138K +$8.23K +562 +6%
BBHC
30
Brown Brothers Harriman & Co
New York
$114K
CFA
31
Carroll Financial Associates
North Carolina
$80K
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$57K
FPFS
33
First Personal Financial Services
North Carolina
$56K
US Bancorp
34
US Bancorp
Minnesota
$56K +$59.7K +4,077 New
Bank of America
35
Bank of America
North Carolina
$51K +$39.6K +2,700 +270%
DCM
36
Dialectic Capital Management
Connecticut
$37K +$39.3K +2,680 New
TRCT
37
Tower Research Capital (TRC)
New York
$25K -$1.42K -97 -5%
PAM
38
Panagora Asset Management
Massachusetts
$19K
Wells Fargo
39
Wells Fargo
California
$17K -$190K -13,000 -91%
PI
40
PineBridge Investments
New York
$16K +$440 +30 +3%
RPG
41
Risk Paradigm Group
Texas
$7.58K +$8.06K +550 New
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$7K
AIG
43
American International Group
New York
$6K -$3.22K -220 -34%
WCM
44
Windsor Capital Management
Arizona
$4K +$4.39K +300 New
HR
45
Howe & Rusling
New York
$3K
Deutsche Bank
46
Deutsche Bank
Germany
$1K -$4.69K -320 -80%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
-$362K -24,313 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
-$7K -500 Closed
NFG
49
Next Financial Group
Texas
-$3K -250 Closed
JG
50
Jefferies Group
New York
-$1K -85 Closed

FDUS Hedge Fund Activity: Q3 2015 in Review

46 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2015, worth a combined $49.2M — down 2.1% from $50.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FDUS positions and 4 closed out — a net gain of 3 holders — while 12 added to existing stakes and 15 trimmed.

The largest buyer was Novare Capital Management, opening a new position worth an estimated $2.98M. The largest seller was Yorktown Management & Research Company, cutting an estimated $1.16M.

  • 46 institutional investors held Fidus Investment (FDUS) as of Q3 2015, up from 43 in Q2 2015.
  • Funds reported $49.2M of Fidus Investment stock for Q3 2015, down 2.1% quarter-over-quarter.
  • 7 funds opened new Fidus Investment positions in Q3 2015 and 4 closed out, a net change of +3 holders.
  • The largest Fidus Investment buyer in Q3 2015 was Novare Capital Management, an estimated $2.98M added.
  • The largest Fidus Investment seller in Q3 2015 was Yorktown Management & Research Company, an estimated $1.16M sold.

Based on aggregated 13F filings for Q3 2015.