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Fidus Investment
FDUS

Overview Fund Activity

43 hedge funds and large institutions have $50.3M invested in Fidus Investment in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
13
Reduced
12
Closed
9
Calls
$130K
Puts
–
Net Calls
+$130K
Net Calls Change
-$164K

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.08M
2
RJA
2
Raymond James & Associates
Florida
$11.1M
3
OC
3
Oppenheimer & Co
New York
$197K
4
UBS Group
4
UBS Group
Switzerland
$4.77M
5
BTS
5
BB&T Securities
Virginia
$1.69M

Top Sellers

1
DCM
1
Dialectic Capital Management
Connecticut
$0
2
GC
2
Guggenheim Capital
Illinois
$1.34M
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$620K
4
State Street
4
State Street
Massachusetts
$0
5
Millennium Management
5
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$169K +$4.28K +288 +3%
HighTower Advisors
27
HighTower Advisors
Illinois
$149K – – –
Citigroup
28
Citigroup
New York
$140K +$140K +9,417 New
BBHC
29
Brown Brothers Harriman & Co
New York
$123K -$44.5K -3,000 -27%
CFA
30
Carroll Financial Associates
North Carolina
$81K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$61K -$7.41K -500 -11%
FPFS
32
First Personal Financial Services
North Carolina
$60K -$20.4K -1,362 -25%
TRCT
33
Tower Research Capital (TRC)
New York
$29K +$5.85K +388 +25%
PAM
34
Panagora Asset Management
Massachusetts
$21K – – –
PI
35
PineBridge Investments
New York
$17K +$404 +27 +2%
Bank of America
36
Bank of America
North Carolina
$15K -$16.6K -1,109 -53%
AIG
37
American International Group
New York
$9.75K – – –
Thrivent Financial for Lutherans
38
Thrivent Financial for Lutherans
Minnesota
$7K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$7K +$7K +500 New
Deutsche Bank
40
Deutsche Bank
Germany
$5K +$5K +400 New
HR
41
Howe & Rusling
New York
$4K – – –
NFG
42
Next Financial Group
Texas
$3K – – –
JG
43
Jefferies Group
New York
$1K +$1K +85 New
DCM
44
Dialectic Capital Management
Connecticut
– -$508K -33,000 Closed
State Street
45
State Street
Massachusetts
– -$300K -19,500 Closed
Millennium Management
46
Millennium Management
New York
– -$268K -17,458 Closed
PP
47
PDT Partners
New York
– -$201K -13,101 Closed
Goldman Sachs
48
Goldman Sachs
New York
– -$184K -11,960 Closed
CIBC World Market
49
CIBC World Market
Ontario, Canada
– -$176K -11,435 Closed
Invesco
50
Invesco
Georgia
– -$13K -820 Closed
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