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Fidus Investment
FDUS

Overview Fund Activity

47 hedge funds and large institutions have $64.1M invested in Fidus Investment in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 11 closing their positions.

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
18
Reduced
5
Closed
11
Calls
–
Puts
$105K
Net Calls
-$105K
Net Calls Change
-$106K

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$15.5M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.37M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.54M
4
RJA
4
Raymond James & Associates
Florida
$9.45M
5
Morgan Stanley
5
Morgan Stanley
New York
$563K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.82M
2
RFC
2
Regions Financial Corp
Alabama
$0
3
DC
3
Deere & Company
Illinois
$0
4
MERSOM
4
Municipal Employees' Retirement System of Michigan
Michigan
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BBHC
26
Brown Brothers Harriman & Co
New York
$168K – – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$165K +$9.68K +653 +6%
HighTower Advisors
28
HighTower Advisors
Illinois
$153K – – –
CFA
29
Carroll Financial Associates
North Carolina
$149K +$65.5K +4,280 +78%
Wells Fargo
30
Wells Fargo
California
$106K +$42.7K +2,880 +67%
PCM
31
Prelude Capital Management
New York
$92K +$92K +6,200 New
FPFS
32
First Personal Financial Services
North Carolina
$79K +$79K +5,362 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$23K +$15.2K +1,000 +193%
US Bancorp
34
US Bancorp
Minnesota
$22K +$22K +1,500 New
TRCT
35
Tower Research Capital (TRC)
New York
$21K +$3.43K +221 +19%
PAM
36
Panagora Asset Management
Massachusetts
$20K – – –
PI
37
PineBridge Investments
New York
$16K +$16K +1,085 New
OIA
38
Optimum Investment Advisors
Illinois
$12K – – –
Invesco
39
Invesco
Georgia
$12K +$293 +20 +3%
AIG
40
American International Group
New York
$9.71K – – –
Thrivent Financial for Lutherans
41
Thrivent Financial for Lutherans
Minnesota
$7K – – –
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$7K +$7K +500 New
HR
43
Howe & Rusling
New York
$4K – – –
NFG
44
Next Financial Group
Texas
$4K – – –
Simplex Trading
45
Simplex Trading
Illinois
$4K +$4K +291 New
WA
46
WFG Advisors
Texas
$3K – – –
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 -$7 -522 -71%
RFC
48
Regions Financial Corp
Alabama
– -$2.08M -125,893 Closed
DC
49
Deere & Company
Illinois
– -$444K -26,915 Closed
MERSOM
50
Municipal Employees' Retirement System of Michigan
Michigan
– -$287K -17,400 Closed
1
2
3