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Fidus Investment
FDUS

47 hedge funds and large institutions have $64.1M invested in Fidus Investment in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 5

8% more capital invested

Capital invested by funds: $59.1M → $64.1M (+$5.01M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

4% less funds holding

Funds holding: 49 → 47 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $105K

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
18
Reduced
5
Closed
11
Calls
–
Puts
$105K
Net Calls
-$105K
Net Calls Change
-$106K

Top Buyers

1
BTS
BB&T Securities
Virginia
+$1.08M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.05M
3
Two Sigma Investments
Two Sigma Investments
New York
+$886K
4
RJA
Raymond James & Associates
Florida
+$818K
5
Morgan Stanley
Morgan Stanley
New York
+$443K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$2.44M
2
RFC
Regions Financial Corp
Alabama
-$2.08M
3
DC
Deere & Company
Illinois
-$444K
4
MERSOM
Municipal Employees' Retirement System of Michigan
Michigan
-$287K
5
Goldman Sachs
Goldman Sachs
New York
-$271K
Name Holding Trade Value Shares
Change 		Change in
Stake
BBHC
26
Brown Brothers Harriman & Co
New York
$168K – – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$165K +$10.5K +653 +6%
HighTower Advisors
28
HighTower Advisors
Illinois
$153K – – –
CFA
29
Carroll Financial Associates
North Carolina
$149K +$68.7K +4,280 +78%
Wells Fargo
30
Wells Fargo
California
$106K +$46.2K +2,880 +67%
PCM
31
Prelude Capital Management
New York
$92K +$99.6K +6,200 New
FPFS
32
First Personal Financial Services
North Carolina
$79K +$86.1K +5,362 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$23K +$16.1K +1,000 +193%
US Bancorp
34
US Bancorp
Minnesota
$22K +$24.1K +1,500 New
TRCT
35
Tower Research Capital (TRC)
New York
$21K +$3.55K +221 +19%
PAM
36
Panagora Asset Management
Massachusetts
$20K – – –
PI
37
PineBridge Investments
New York
$16K +$17.4K +1,085 New
OIA
38
Optimum Investment Advisors
Illinois
$12K – – –
Invesco
39
Invesco
Georgia
$12K +$321 +20 +3%
AIG
40
American International Group
New York
$9.71K – – –
Thrivent Financial for Lutherans
41
Thrivent Financial for Lutherans
Minnesota
$7K – – –
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$7K +$8.03K +500 New
HR
43
Howe & Rusling
New York
$4K – – –
NFG
44
Next Financial Group
Texas
$4K – – –
Simplex Trading
45
Simplex Trading
Illinois
$4K +$4.67K +291 New
WA
46
WFG Advisors
Texas
$3K – – –
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 -$8.38K -522 -71%
RFC
48
Regions Financial Corp
Alabama
– -$2.08M -125,893 Closed
DC
49
Deere & Company
Illinois
– -$444K -26,915 Closed
MERSOM
50
Municipal Employees' Retirement System of Michigan
Michigan
– -$287K -17,400 Closed
1
2
3

FDUS Hedge Fund Activity: Q4 2014 in Review

47 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2014, worth a combined $64.1M — up 8.5% from $59.1M a quarter earlier.

Fund positioning in FDUS was balanced in Q4 2014: 11 funds opened new positions, 11 closed out, 18 added to existing stakes and 5 trimmed.

The largest buyer was BB&T Securities, adding an estimated $1.08M. The largest seller was Advisors Asset Management, cutting an estimated $2.44M.

  • 47 institutional investors held Fidus Investment (FDUS) as of Q4 2014, down from 49 in Q3 2014.
  • Funds reported $64.1M of Fidus Investment stock for Q4 2014, up 8.5% quarter-over-quarter.
  • 11 funds opened new Fidus Investment positions in Q4 2014 and 11 closed out, a net change of 0 holders.
  • The largest Fidus Investment buyer in Q4 2014 was BB&T Securities, an estimated $1.08M added.
  • The largest Fidus Investment seller in Q4 2014 was Advisors Asset Management, an estimated $2.44M sold.

Based on aggregated 13F filings for Q4 2014.