First Trust Developed Markets ex-US AlphaDEX Fund
33 hedge funds and large institutions have $66.4M invested in First Trust Developed Markets ex-US AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 3 closing their positions.
157% more repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 7
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
6% more funds holding
Funds holding: 31 → 33 (+2)
0% less capital invested
Capital invested by funds: $66.7M → $66.4M (-$321K)
1.29% less ownership
Funds ownership: 54.63% → 53.34% (-1.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$3.35M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$2.19M |
| 3 |
FAAS
First Allied Advisory Services
San Diego,
California
|
+$1.13M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.01M |
| 5 |
B
Baird
Milwaukee,
Wisconsin
|
+$848K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$2.68M |
| 2 |
BFA
Beaumont Financial Advisors
Needham,
Massachusetts
|
-$2.24M |
| 3 |
Morgan Stanley
New York
|
-$1.33M |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
-$762K |
| 5 |
CS
Comerica Securities
Detroit,
Michigan
|
-$456K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NES
26
New England Securities
New York
| $70K | +$29.1K | +560 | +67% |
|
|
AIG
27
American International Group
New York
| $54.1K | +$519 | +10 | +0.9% |
|
|
WA
28
WFG Advisors
Dallas,
Texas
| $45K | +$26K | +500 | +125% |
|
|
BFEC
29
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $30K | +$28.2K | +543 | +835% |
|
30
Fifth Third Bancorp
Cincinnati,
Ohio
| $29K | – | – | – |
|
|
GSC
31
Ground Swell Capital
Folly Beach,
South Carolina
| $19K | +$19.4K | +374 | New |
|
|
MAS
32
Madden Advisory Services
Jacksonville,
Florida
| $9K | – | – | – |
|
|
33
Envestnet Asset Management
Chicago,
Illinois
| $5K | -$762K | -14,678 | -99% |
|
|
BFA
34
Beaumont Financial Advisors
Needham,
Massachusetts
| – | -$2.24M | -42,299 | Closed |
|
|
CS
35
Comerica Securities
Detroit,
Michigan
| – | -$456K | -8,600 | Closed |
|
36
US Bancorp
Minneapolis,
Minnesota
| – | -$35K | -651 | Closed |
|
FDT Hedge Fund Activity: Q3 2014 in Review
33 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US AlphaDEX Fund (FDT) for Q3 2014, worth a combined $66.4M — down 0.48% from $66.7M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FDT positions and 3 closed out — a net gain of 2 holders — while 18 added to existing stakes and 7 trimmed.
The largest buyer was LPL Financial, adding an estimated $3.35M. The largest seller was UBS, cutting an estimated $2.68M.
- 33 institutional investors held First Trust Developed Markets ex-US AlphaDEX Fund (FDT) as of Q3 2014, up from 31 in Q2 2014.
- Funds reported $66.4M of First Trust Developed Markets ex-US AlphaDEX Fund stock for Q3 2014, down 0.48% quarter-over-quarter.
- 5 funds opened new First Trust Developed Markets ex-US AlphaDEX Fund positions in Q3 2014 and 3 closed out, a net change of +2 holders.
- The largest First Trust Developed Markets ex-US AlphaDEX Fund buyer in Q3 2014 was LPL Financial, an estimated $3.35M added.
- The largest First Trust Developed Markets ex-US AlphaDEX Fund seller in Q3 2014 was UBS, an estimated $2.68M sold.
Based on aggregated 13F filings for Q3 2014.