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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
1
Jane Street
New York
$29.4M +$26.6M +521,427 +910%
AFA
2
American Financial Advisors
Georgia
$18.8M -$2.86M -56,038 -13%
LPL Financial
3
LPL Financial
California
$18.1M +$1.74M +33,958 +11%
Bank of America
4
Bank of America
North Carolina
$13.2M +$314K +6,142 +2%
Morgan Stanley
5
Morgan Stanley
New York
$11.9M +$375K +7,348 +3%
CAG
6
Csenge Advisory Group
Florida
$10.4M +$164K +3,214 +2%
RJA
7
Raymond James & Associates
Florida
$10.1M +$3.72M +72,856 +57%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.44M +$93.6K +1,832 +1%
Citadel Advisors
9
Citadel Advisors
Florida
$5.16M -$21.6M -422,382 -81%
GIA
10
Gladstone Institutional Advisory
Florida
$4.72M +$132K +2,574 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$4.29M +$194K +3,804 +5%
SAM
12
Synergy Asset Management
Washington
$3.75M -$5.55M -108,634 -59%
Truist Financial
13
Truist Financial
North Carolina
$2.8M +$2.54M +49,695 +923%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.67M +$120K +2,348 +5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$2.5M -$503K -9,843 -17%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$2.06M +$1.49M +29,250 +258%
Goldman Sachs
17
Goldman Sachs
New York
$2M – – –
AI
18
Atria Investments
North Carolina
$1.99M -$1.02K -20 -0.1%
Stifel Financial
19
Stifel Financial
Missouri
$1.87M +$653K +12,780 +53%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.76M -$67.8K -1,326 -4%
PFS
21
Prospera Financial Services
Texas
$1.5M -$47.3K -925 -3%
PAG
22
Private Advisory Group
Washington
$1.4M -$17.2K -336 -1%
NFG
23
Next Financial Group
Texas
$1.03M -$17.8K -348 -2%
SWP
24
Stratos Wealth Partners
Ohio
$979K -$60.2K -1,178 -6%
CRWM
25
Castle Rock Wealth Management
California
$952K +$3.99K +78 +0.4%
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