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First Trust SSI Strategic Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AFA
1
American Financial Advisors
Georgia
$14M +$2.77M +85,458 +24%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$12.7M -$6.07M -187,673 -30%
GIA
3
Gladstone Institutional Advisory
Florida
$9.11M -$242K -7,472 -2%
LPL Financial
4
LPL Financial
California
$8.51M -$6.99K -216 -0.1%
Bank of America
5
Bank of America
North Carolina
$7.52M -$3.3M -102,056 -28%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$6.98M
Morgan Stanley
7
Morgan Stanley
New York
$6.89M +$3.03M +93,726 +64%
MML Investors Services
8
MML Investors Services
Massachusetts
$5.72M +$5.67M +175,140 +697%
Jane Street
9
Jane Street
New York
$3.46M +$1.17M +36,020 +42%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.34M +$3.78M +116,938 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.67M -$356K -10,998 -11%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$2.4M +$1.59M +49,014 +140%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.04M -$405K -12,521 -15%
RJA
14
Raymond James & Associates
Florida
$1.35M -$968K -29,915 -39%
PFS
15
Prospera Financial Services
Texas
$1.34M -$415K -12,826 -22%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.16M -$2.6M -80,468 -66%
AI
17
Atria Investments
North Carolina
$1.05M +$1.19M +36,901 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.02M +$239K +7,380 +26%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$785K +$889K +27,469 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$746K +$543K +16,774 +180%
Verition Fund Management
21
Verition Fund Management
Connecticut
$727K -$4.55M -140,569 -85%
WEPOG
22
Wealth Enhancement & Preservation of GA
Georgia
$698K +$816K +25,228 New
Stifel Financial
23
Stifel Financial
Missouri
$661K -$181K -5,596 -19%
SWP
24
Stratos Wealth Partners
Ohio
$619K -$14.4K -446 -2%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$536K +$628K +19,408 New