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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$15.4M +$949K +31,840 +7%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$14.5M +$1.71M +57,406 +13%
LPL Financial
3
LPL Financial
California
$8.27M +$1.05M +35,247 +15%
TFA
4
Transamerica Financial Advisors
Florida
$6.6M +$6.61M +221,827 New
Morgan Stanley
5
Morgan Stanley
New York
$6.32M +$6.33M +212,405 New
MML Investors Services
6
MML Investors Services
Massachusetts
$5.59M +$31.6K +1,059 +0.6%
RJA
7
Raymond James & Associates
Florida
$5.17M +$827K +27,759 +19%
SCA
8
Snowden Capital Advisors
New York
$2.27M -$1.49K -50 -0.1%
FIM
9
Freedom Investment Management
Connecticut
$2.08M +$2.08M +69,874 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.96M +$1.31M +43,975 +201%
HFS
11
HL Financial Services
Kentucky
$1.83M -$15.7K -526 -0.8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.77M +$130K +4,369 +8%
PFS
13
Prospera Financial Services
Texas
$1.64M +$74K +2,481 +5%
Stifel Financial
14
Stifel Financial
Missouri
$1.27M +$149K +5,014 +13%
CIBC World Market
15
CIBC World Market
Ontario, Canada
$1.12M +$847K +28,423 +308%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$969K – – –
Jane Street
17
Jane Street
New York
$933K +$935K +31,367 New
BCM
18
Bluefin Capital Management
New York
$863K -$658K -22,083 -43%
AG
19
Advisor Group
Arizona
$840K +$33.9K +1,136 +4%
AWA
20
Acorn Wealth Advisors
Michigan
$737K +$33.4K +1,121 +5%
SWP
21
Stratos Wealth Partners
Ohio
$633K +$271K +9,080 +74%
WI
22
Wintrust Investments
Illinois
$595K +$69.7K +2,339 +13%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$437K -$18.5K -621 -4%
IA
24
IFP Advisors
Florida
$429K +$301K +10,083 +233%
SG
25
StoneX Group
New York
$368K +$2.5K +84 +0.7%
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