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First Trust SSI Strategic Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$19.2M +$1.52M +49,414 +9%
Bank of America
2
Bank of America
North Carolina
$10.9M -$2.07M -67,279 -16%
LPL Financial
3
LPL Financial
California
$9.03M -$1.64M -53,191 -16%
GIA
4
Gladstone Institutional Advisory
Florida
$7.58M -$208K -6,768 -3%
AFA
5
American Financial Advisors
Georgia
$7.07M +$842K +27,347 +14%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$6.98M
Morgan Stanley
7
Morgan Stanley
New York
$3.62M +$47.1K +1,531 +1%
Jane Street
8
Jane Street
New York
$3.1M +$1.64M +53,398 +117%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$2.83M -$372K -12,094 -12%
RJA
10
Raymond James & Associates
Florida
$2.26M +$415K +13,485 +23%
CL
11
Cabana LLC
Arkansas
$2.26M +$1.21M +39,247 +119%
Verition Fund Management
12
Verition Fund Management
Connecticut
$2.04M +$143K +4,655 +8%
AG
13
Advisor Group
Arizona
$2.02M -$11.6K -376 -0.6%
PFS
14
Prospera Financial Services
Texas
$1.79M +$8.62K +280 +0.5%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.41M +$127K +4,126 +10%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.39M +$66.3K +2,155 +5%
Stifel Financial
17
Stifel Financial
Missouri
$1.34M -$9.72K -316 -0.7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.33M -$1.08M -34,993 -45%
Goldman Sachs
19
Goldman Sachs
New York
$1.1M +$1.08M +34,953 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.07M +$408K +13,260 +63%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$941K +$924K +30,020 New
NFG
22
Next Financial Group
Texas
$888K +$872K +28,335 New
FIA
23
Foundations Investment Advisors
Arizona
$827K +$324K +10,541 +68%
WI
24
Wintrust Investments
Illinois
$780K +$20.6K +668 +3%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$692K +$680K +22,096 New