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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
1
Jane Street
New York
$14.8M +$11.7M +375,367 +541%
LPL Financial
2
LPL Financial
California
$5.03M -$197K -6,306 -4%
Morgan Stanley
3
Morgan Stanley
New York
$3.48M -$1.48M -47,645 -31%
RL
4
Retireful LLC
Michigan
$2.97M +$2.78M +89,218 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.9M -$273K -8,756 -9%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.64M +$2.47M +79,277 New
FHB
7
First Hawaiian Bank
Hawaii
$2.58M – – –
RJA
8
Raymond James & Associates
Florida
$2.23M -$38.1K -1,221 -2%
Bank of America
9
Bank of America
North Carolina
$1.86M -$150K -4,800 -8%
GC
10
Guggenheim Capital
Illinois
$1.38M -$41.1K -1,318 -3%
CAS
11
Coppell Advisory Solutions
Texas
$1.38M +$1.29M +41,441 New
Osaic Holdings
12
Osaic Holdings
Arizona
$1.1M -$246K -7,878 -19%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.09M -$89.7K -2,878 -8%
AFA
14
American Financial Advisors
Georgia
$990K -$406K -13,017 -30%
CAN
15
Cetera Advisor Networks
California
$958K -$66.8K -2,142 -7%
Truist Financial
16
Truist Financial
North Carolina
$929K +$869K +27,886 New
T
17
Tidemark
California
$730K +$682K +21,900 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$701K -$41.1K -1,320 -6%
KAS
19
Kestra Advisory Services
Texas
$525K -$5.83K -187 -1%
CWM
20
Concentrum Wealth Management
California
$512K -$12.5K -402 -3%
SWP
21
Stratos Wealth Partners
Ohio
$462K +$6.23K +200 +1%
SW
22
SkyOak Wealth
Michigan
$412K -$14K -450 -4%
CCA
23
Cottonwood Capital Advisors
Utah
$410K -$28.3K -909 -7%
MML Investors Services
24
MML Investors Services
Massachusetts
$395K +$370K +11,862 New
EH
25
Equitable Holdings
New York
$353K +$23.5K +753 +8%
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