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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$27.1M +$24.6M +484,932 +1,243%
AFA
2
American Financial Advisors
Georgia
$22M +$1.16M +22,961 +6%
LPL Financial
3
LPL Financial
California
$16.6M +$1.17M +23,036 +8%
Bank of America
4
Bank of America
North Carolina
$13.1M +$853K +16,822 +7%
Morgan Stanley
5
Morgan Stanley
New York
$11.8M +$1.63M +32,213 +16%
CAG
6
Csenge Advisory Group
Florida
$10.3M -$140K -2,751 -1%
SAM
7
Synergy Asset Management
Washington
$9.42M +$4.16M +82,019 +82%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.46M -$1.86M -36,575 -20%
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$6.98M – – –
RJA
10
Raymond James & Associates
Florida
$6.55M -$378K -7,458 -6%
GIA
11
Gladstone Institutional Advisory
Florida
$4.67M -$3.37M -66,338 -42%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.14M -$2.91M -57,336 -42%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$3.05M +$241K +4,753 +9%
Jane Street
14
Jane Street
New York
$2.96M +$2.11M +41,530 +264%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.6M -$210K -4,148 -8%
Goldman Sachs
16
Goldman Sachs
New York
$2.03M – – –
AI
17
Atria Investments
North Carolina
$2.02M +$205K +4,045 +12%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.86M +$168K +3,313 +10%
RA
19
RiverTree Advisors
Florida
$1.61M +$59.7K +1,177 +4%
PFS
20
Prospera Financial Services
Texas
$1.57M -$53.1K -1,046 -3%
PAG
21
Private Advisory Group
Washington
$1.44M -$115K -2,261 -8%
Stifel Financial
22
Stifel Financial
Missouri
$1.24M +$511K +10,069 +72%
NFG
23
Next Financial Group
Texas
$1.06M +$6.85K +135 +0.7%
SWP
24
Stratos Wealth Partners
Ohio
$1.05M -$4.97K -98 -0.5%
CWM
25
Concentrum Wealth Management
California
$1.02M +$101 +2 +0%
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