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First Trust SSI Strategic Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$16.1M +$1.14M +37,590 +8%
Bank of America
2
Bank of America
North Carolina
$14.3M -$1.59M -52,407 -10%
LPL Financial
3
LPL Financial
California
$10.6M +$2.01M +66,223 +24%
RJA
4
Raymond James & Associates
Florida
$6.35M +$993K +32,694 +19%
MML Investors Services
5
MML Investors Services
Massachusetts
$5.86M +$70.2K +2,311 +1%
Stifel Financial
6
Stifel Financial
Missouri
$4.92M +$3.57M +117,543 +276%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$3.21M +$1.17M +38,517 +58%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.55M +$706K +23,251 +39%
SCA
9
Snowden Capital Advisors
New York
$1.95M -$386K -12,716 -17%
HFS
10
HL Financial Services
Kentucky
$1.95M +$57.8K +1,901 +3%
AG
11
Advisor Group
Arizona
$1.95M +$1.06M +35,003 +124%
Morgan Stanley
12
Morgan Stanley
New York
$1.92M -$4.55M -149,893 -71%
TFA
13
Transamerica Financial Advisors
Florida
$1.86M -$4.91M -161,576 -73%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.33M +$293K +9,632 +29%
PFS
15
Prospera Financial Services
Texas
$1.3M -$351K -11,560 -21%
CIBC World Market
16
CIBC World Market
Ontario, Canada
$1.12M -$42K -1,382 -4%
Jane Street
17
Jane Street
New York
$1.08M +$110K +3,634 +12%
SWP
18
Stratos Wealth Partners
Ohio
$785K +$128K +4,216 +20%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$777K +$321K +10,556 +72%
Verition Fund Management
20
Verition Fund Management
Connecticut
$751K +$742K +24,413 New
AWA
21
Acorn Wealth Advisors
Michigan
$707K -$12.8K -421 -2%
WI
22
Wintrust Investments
Illinois
$666K +$50.7K +1,667 +8%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$592K +$585K +19,253 New
SG
24
StoneX Group
New York
$490K +$108K +3,557 +29%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$470K +$206K +6,785 +80%