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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$20.9M +$168K +5,230 +0.8%
Bank of America
2
Bank of America
North Carolina
$12.1M +$132K +4,107 +1%
AFA
3
American Financial Advisors
Georgia
$11.2M +$3.49M +108,936 +43%
GIA
4
Gladstone Institutional Advisory
Florida
$10.8M +$2.18M +68,127 +26%
LPL Financial
5
LPL Financial
California
$9.86M +$151K +4,697 +2%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$6.98M – – –
Verition Fund Management
7
Verition Fund Management
Connecticut
$5.49M +$3.98M +124,093 +296%
Morgan Stanley
8
Morgan Stanley
New York
$4.88M +$388K +12,110 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4M +$1.73M +53,813 +80%
AWM
10
AE Wealth Management
Kansas
$3.75M +$3.24M +100,977 +818%
SS
11
Simplicity Solutions
Minnesota
$3.71M +$3.23M +100,824 +896%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.46M +$2.53M +78,817 +307%
Jane Street
13
Jane Street
New York
$2.81M +$2.5M +77,943 +1,119%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.78M +$27.5K +858 +1%
RJA
15
Raymond James & Associates
Florida
$2.55M +$75.1K +2,344 +3%
AG
16
Advisor Group
Arizona
$2.19M +$105K +3,290 +5%
IAA
17
Independent Advisor Alliance
North Carolina
$2.1M +$2.03M +63,312 New
PFS
18
Prospera Financial Services
Texas
$1.97M +$107K +3,346 +6%
CL
19
Cabana LLC
Arkansas
$1.92M -$904K -28,213 -33%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.42M +$2.28K +71 +0.2%
FIA
21
Foundations Investment Advisors
Arizona
$1.17M +$129K +4,037 +13%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$1.16M +$6.51K +203 +0.6%
NFG
23
Next Financial Group
Texas
$1.02M +$43.7K +1,363 +5%
Stifel Financial
24
Stifel Financial
Missouri
$954K +$22.9K +713 +3%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$940K -$19.1K -595 -2%
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