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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
1
Jane Street
New York
$18.6M +$13.2M +411,813 +234%
LPL Financial
2
LPL Financial
California
$13.8M -$600K -18,775 -4%
Morgan Stanley
3
Morgan Stanley
New York
$9.2M -$346K -10,823 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$6.01M +$2.44M +76,554 +68%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.06M +$754K +23,597 +17%
Bank of America
6
Bank of America
North Carolina
$3.83M -$1.33M -41,634 -26%
RJA
7
Raymond James & Associates
Florida
$3.71M +$650K +20,360 +21%
Osaic Holdings
8
Osaic Holdings
Arizona
$3.61M -$304K -9,518 -8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.31M -$341K -10,689 -9%
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
$2.45M +$9.68K +303 +0.4%
AFA
11
American Financial Advisors
Georgia
$2.17M -$81.8K -2,560 -4%
FIA
12
Foundations Investment Advisors
Arizona
$1.77M +$509K +15,945 +40%
GC
13
Guggenheim Capital
Illinois
$1.4M -$61.9K -1,939 -4%
CPG
14
Cornerstone Planning Group
New Jersey
$1.37M +$1.36M +42,686 New
GM
15
GeoWealth Management
Illinois
$1.29M +$1.3M +40,753 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.16M +$1.05M +32,803 +888%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.09M +$136K +4,260 +14%
FCM
18
Family Capital Management
Michigan
$732K +$737K +23,084 New
CAG
19
Csenge Advisory Group
Florida
$568K -$8.22M -257,333 -93%
MML Investors Services
20
MML Investors Services
Massachusetts
$539K +$122K +3,834 +29%
DADC
21
D.A. Davidson & Co
Montana
$521K +$32.7K +1,025 +7%
CWM
22
Concentrum Wealth Management
California
$511K +$96 +3 +0%
KAS
23
Kestra Advisory Services
Texas
$505K +$509K +15,938 New
Truist Financial
24
Truist Financial
North Carolina
$498K -$1.53M -48,060 -75%
CCA
25
Cottonwood Capital Advisors
Utah
$454K +$383 +12 +0.1%
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