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First Trust SSI Strategic Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$17.2M +$332K +11,213 +2%
Bank of America
2
Bank of America
North Carolina
$12.6M +$4.64M +156,507 +60%
LPL Financial
3
LPL Financial
California
$10.4M +$418K +14,105 +4%
GIA
4
Gladstone Institutional Advisory
Florida
$7.56M -$164K -5,540 -2%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$6.98M +$4.01M +135,188 New
AFA
6
American Financial Advisors
Georgia
$6.02M +$5.87M +198,136 New
Morgan Stanley
7
Morgan Stanley
New York
$3.46M -$7.06M -238,338 -68%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$3.11M -$131K -4,416 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.36M +$315K +10,646 +16%
Citadel Advisors
10
Citadel Advisors
Florida
$2.23M +$2.17M +73,253 New
AG
11
Advisor Group
Arizona
$1.97M -$19.4K -653 -1%
Verition Fund Management
12
Verition Fund Management
Connecticut
$1.84M -$780K -26,323 -30%
RJA
13
Raymond James & Associates
Florida
$1.78M +$553K +18,670 +47%
PFS
14
Prospera Financial Services
Texas
$1.74M +$383K +12,936 +30%
Jane Street
15
Jane Street
New York
$1.39M -$987K -33,303 -42%
Stifel Financial
16
Stifel Financial
Missouri
$1.3M -$283K -9,559 -18%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.28M -$3.41M -115,214 -73%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.24M +$788K +26,595 +191%
CL
19
Cabana LLC
Arkansas
$1M +$976K +32,944 New
HFS
20
HL Financial Services
Kentucky
$908K -$984K -33,219 -53%
WI
21
Wintrust Investments
Illinois
$736K +$88.2K +2,976 +14%
SWP
22
Stratos Wealth Partners
Ohio
$711K -$35.4K -1,194 -5%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$635K -$60.7K -2,049 -9%
BTS
24
BB&T Securities
Virginia
$594K +$579K +19,542 New
FIA
25
Foundations Investment Advisors
Arizona
$473K +$461K +15,574 New