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First Trust SSI Strategic Convertible Securities ETF
FCVT

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$21.3M +$10.8M +283,182 +106%
WA
2
Win Advisors
Florida
$17.9M +$14.9M +391,724 +566%
LPL Financial
3
LPL Financial
California
$16.8M -$1.04M -27,252 -6%
Morgan Stanley
4
Morgan Stanley
New York
$8.43M +$1.34M +35,103 +19%
CAG
5
Csenge Advisory Group
Florida
$8.3M +$553K +14,522 +7%
CA
6
Continuum Advisory
Idaho
$8.23M +$2.07M +54,309 +31%
Osaic Holdings
7
Osaic Holdings
Arizona
$7.53M +$677K +17,784 +21%
SAM
8
Synergy Asset Management
Washington
$7.51M +$7.12M +187,014 +2,748%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.42M +$327K +8,589 +5%
Citadel Advisors
10
Citadel Advisors
Florida
$4.81M +$4.25M +111,542 +883%
RJA
11
Raymond James & Associates
Florida
$4.48M -$3.3M -86,795 -43%
AFA
12
American Financial Advisors
Georgia
$4.44M +$18.5K +485 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.73M -$1.37M -36,048 -27%
GIA
14
Gladstone Institutional Advisory
Florida
$3.07M -$2.49M -65,309 -45%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.91M -$3.13M -82,270 -52%
Truist Financial
16
Truist Financial
North Carolina
$2.71M +$426K +11,182 +19%
SOS
17
Silver Oak Securities
Tennessee
$2.28M +$2.3M +60,501 New
Goldman Sachs
18
Goldman Sachs
New York
$1.52M – – –
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.46M -$457K -12,009 -24%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.44M +$44.1K +1,159 +3%
AI
21
Atria Investments
North Carolina
$1.4M -$158K -4,161 -10%
MML Investors Services
22
MML Investors Services
Massachusetts
$933K +$109K +2,870 +14%
TPCW
23
TD Private Client Wealth
New York
$748K -$3.06M -80,335 -81%
CWM
24
Concentrum Wealth Management
California
$701K +$190 +5 +0%
SWM
25
Spire Wealth Management
Virginia
$671K +$118K +3,094 +22%
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