Transamerica Financial Advisors’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Transamerica Financial Advisors’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-3,720	Closed	-$117K	–	232
2019 Q2	$117K	Buy	+3,720	New	+$114K	0.03%	216
2018 Q4	–	Sell	-60,251	Closed	-$1.86M	–	521
2018 Q3	$1.86M	Sell	60,251 -161,576	-73%	-$4.91M	0.39%	64
2018 Q2	$6.6M	Buy	+221,827	New	+$6.61M	1.46%	14

Other funds holding FCVT

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cabana LLC Fayetteville, Arkansas $13.3M AUM 22.26% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Transamerica Financial Advisors's FCVT Position: Q3 2019 in Review

Transamerica Financial Advisors sold out of First Trust SSI Strategic Convertible Securities ETF (FCVT) in Q3 2019, closing a stake of 3,720 shares — an estimated $117K sold.

Transamerica Financial Advisors first reported a position in FCVT in Q2 2018 and held it in 3 quarters. The position peaked at $6.6M in Q2 2018. 55 funds tracked by Wall St. Rank hold FCVT as of Q3 2019.

Transamerica Financial Advisors reported no remaining First Trust SSI Strategic Convertible Securities ETF position as of Q3 2019 after selling out during the quarter.
Transamerica Financial Advisors sold 3,720 First Trust SSI Strategic Convertible Securities ETF shares in Q3 2019, an estimated $117K.
Transamerica Financial Advisors first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q2 2018 and held it in 3 quarters.
Transamerica Financial Advisors's First Trust SSI Strategic Convertible Securities ETF position peaked at $6.6M in Q2 2018.
55 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q3 2019.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.