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First Trust SSI Strategic Convertible Securities ETF
FCVT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Jane Street
1
Jane Street
New York
USD 29.4 M +USD 26.6 M +521,427 +910%
American Financial Advisors
2
American Financial Advisors
Georgia
USD 18.8 M -USD 2.86 M -56,038 -13%
LPL Financial
3
LPL Financial
California
USD 18.1 M +USD 1.74 M +33,958 +11%
Bank of America
4
Bank of America
North Carolina
USD 13.2 M +USD 314 k +6,142 +2%
Morgan Stanley
5
Morgan Stanley
New York
USD 11.9 M +USD 375 k +7,348 +3%
Csenge Advisory Group
6
Csenge Advisory Group
Florida
USD 10.4 M +USD 164 k +3,214 +2%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 10.1 M +USD 3.72 M +72,856 +57%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 7.44 M +USD 93.6 k +1,832 +1%
Citadel Advisors
9
Citadel Advisors
Florida
USD 5.16 M -USD 21.6 M -422,382 -81%
Gladstone Institutional Advisory
10
Gladstone Institutional Advisory
Florida
USD 4.72 M +USD 132 k +2,574 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
USD 4.29 M +USD 194 k +3,804 +5%
Synergy Asset Management
12
Synergy Asset Management
Washington
USD 3.76 M -USD 5.55 M -108,634 -59%
Truist Financial
13
Truist Financial
North Carolina
USD 2.8 M +USD 2.54 M +49,695 +923%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 2.67 M +USD 120 k +2,348 +5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
USD 2.5 M -USD 503 k -9,843 -17%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
USD 2.06 M +USD 1.49 M +29,250 +258%
Goldman Sachs
17
Goldman Sachs
New York
USD 2 M – – –
Atria Investments
18
Atria Investments
North Carolina
USD 1.99 M -USD 1.02 k -20 -0.1%
Stifel Financial
19
Stifel Financial
Missouri
USD 1.87 M +USD 653 k +12,780 +53%
Benjamin F. Edwards & Company
20
Benjamin F. Edwards & Company
Missouri
USD 1.76 M -USD 67.8 k -1,326 -4%
Prospera Financial Services
21
Prospera Financial Services
Texas
USD 1.5 M -USD 47.3 k -925 -3%
Private Advisory Group
22
Private Advisory Group
Washington
USD 1.4 M -USD 17.2 k -336 -1%
Next Financial Group
23
Next Financial Group
Texas
USD 1.03 M -USD 17.8 k -348 -2%
Stratos Wealth Partners
24
Stratos Wealth Partners
Ohio
USD 979 k -USD 60.2 k -1,178 -6%
Castle Rock Wealth Management
25
Castle Rock Wealth Management
California
USD 952 k +USD 3.99 k +78 +0.4%
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