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First Trust SSI Strategic Convertible Securities ETF
FCVT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 14.2 M +USD 867 k +26,291 +6%
Morgan Stanley
2
Morgan Stanley
New York
USD 9.38 M +USD 2.09 M +63,279 +27%
Csenge Advisory Group
3
Csenge Advisory Group
Florida
USD 8.57 M +USD 878 k +26,633 +11%
Continuum Advisory
4
Continuum Advisory
Idaho
USD 8.57 M +USD 896 k +27,186 +11%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
USD 5.91 M +USD 6.14 M +186,360 +5,468%
Jane Street
6
Jane Street
New York
USD 5.48 M -USD 2.59 M -78,437 -31%
Bank of America
7
Bank of America
North Carolina
USD 5.07 M -USD 9.25 M -280,460 -63%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 4.24 M +USD 1.04 M +31,439 +30%
Osaic Holdings
9
Osaic Holdings
Arizona
USD 3.85 M +USD 1.29 M +39,038 +46%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
USD 3.59 M -USD 1.44 M -43,731 -28%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
USD 3.53 M +USD 2.49 M +75,442 +200%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 3.01 M +USD 310 k +9,406 +11%
Gladstone Institutional Advisory
13
Gladstone Institutional Advisory
Florida
USD 2.61 M -USD 202 k -6,112 -7%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
USD 2.4 M +USD 2.54 M +76,995 Nuevas
American Financial Advisors
15
American Financial Advisors
Georgia
USD 2.21 M +USD 2.34 M +71,011 Nuevas
Truist Financial
16
Truist Financial
North Carolina
USD 1.99 M +USD 1.44 M +43,762 +219%
Guggenheim Capital
17
Guggenheim Capital
Illinois
USD 1.44 M +USD 458 k +13,895 +43%
Wealth Enhancement & Preservation of GA
18
Wealth Enhancement & Preservation of GA
Georgia
USD 1.3 M +USD 1.08 M +32,612 +353%
Benjamin F. Edwards & Company
19
Benjamin F. Edwards & Company
Missouri
USD 1.3 M +USD 74.7 k +2,266 +6%
Foundations Investment Advisors
20
Foundations Investment Advisors
Arizona
USD 1.24 M +USD 333 k +10,088 +34%
Citadel Advisors
21
Citadel Advisors
Florida
USD 1.22 M -USD 849 k -25,760 -40%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
USD 937 k -USD 238 k -7,204 -19%
Concentrum Wealth Management
23
Concentrum Wealth Management
California
USD 502 k -USD 65.7 k -1,994 -11%
Goldman Sachs
24
Goldman Sachs
New York
USD 490 k +USD 519 k +15,739 Nuevas
D.A. Davidson & Co
25
D.A. Davidson & Co
Montana
USD 480 k +USD 508 k +15,405 Nuevas
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