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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VFA
26
Voya Financial Advisors
Connecticut
$348K +$6.24K +85 +2%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$322K +$213K +2,896 +119%
DADC
28
D.A. Davidson & Co
Montana
$272K -$1.84M -25,064 -85%
Carson Wealth (CWM LLC)
29
Carson Wealth (CWM LLC)
Nebraska
$245K
WSTAM
30
Wilbanks Smith & Thomas Asset Management
Virginia
$224K
IAIM
31
International Assets Investment Management
Florida
$217K +$263K +3,588 New
WI
32
Wintrust Investments
Illinois
$200K -$51.4K -700 -17%
ASN
33
Advisory Services Network
Georgia
$64K
CFGS
34
Concourse Financial Group Securities
Alabama
$45K -$9.47K -129 -15%
RFWA
35
RPg Family Wealth Advisory
Massachusetts
$44.8K -$1.83M -24,970 -97%
Fidelity Investments
36
Fidelity Investments
Massachusetts
$36K +$20.1K +274 +84%
GWM
37
Geneos Wealth Management
Colorado
$34K -$1.83K -25 -4%
Citigroup
38
Citigroup
New York
$28K -$15.6K -213 -31%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$24K
AIC
40
Ameritas Investment Company
Nebraska
$9K +$10.3K +141 New
TI
41
tru Independence
Oregon
$8K
BFEC
42
Benjamin F. Edwards & Company
Missouri
$7K
CAC
43
Certified Advisory Corp
Florida
$7K
SPIA
44
Steward Partners Investment Advisory
New York
$2K
SFS
45
Sowell Financial Services
Arkansas
$1K
JAWM
46
J. Arnold Wealth Management
Ohio
-$371K -4,800 Closed
Stifel Financial
47
Stifel Financial
Missouri
-$225K -2,897 Closed
Ameriprise
48
Ameriprise
Minnesota
-$201K -2,602 Closed
GWS
49
Glassman Wealth Services
Virginia
-$156K -2,023 Closed
EP
50
Eudaimonia Partners
Tennessee
-$66K -850 Closed