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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
26
Two Sigma Securities
New York
$133K +$135K +14,990 New
HSA
27
HBK Sorce Advisory
Pennsylvania
$110K +$112K +12,400 New
Mariner
28
Mariner
Kansas
$109K -$88.4K -9,809 -44%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$99K +$595 +66 +0.6%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$78K +$42.9K +4,760 +117%
SWM
31
SeaCrest Wealth Management
New York
$38K +$38.3K +4,250 New
MSFP
32
Mark Sheptoff Financial Planning
Connecticut
$35K
WB
33
Webster Bank
Connecticut
$27K
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$26K
SBL
35
Sargent Bickham Lagudis
Colorado
$17K
IA
36
IFP Advisors
Florida
$13K -$20.3K -2,251 -61%
US Bancorp
37
US Bancorp
Minnesota
$12K
RFA
38
Reilly Financial Advisors
California
$11K
NSIM
39
North Star Investment Management
Illinois
$6K
WC
40
Westwind Capital
New Mexico
$5K +$5.23K +580 New
AG
41
Advisor Group
Arizona
$4K -$4.51K -500 -50%
HNB
42
Huntington National Bank
Ohio
$4K
GWS
43
Glassman Wealth Services
Virginia
$4K +$3.61K +400 New
EWM
44
Evercore Wealth Management
New York
$4K +$4.51K +500 New
GWM
45
Geneos Wealth Management
Colorado
$2K
AWM
46
Aevitas Wealth Management
Massachusetts
$1K +$1.35K +150 New
LCM
47
Laurion Capital Management
New York
-$300K -32,416 Closed
Truist Financial
48
Truist Financial
North Carolina
-$139K -15,000 Closed