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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

244 hedge funds and large institutions have $2.05B invested in SPDR Bloomberg Convertible Securities ETF in 2017 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 103 increasing their positions, 76 reducing their positions, and 23 closing their positions.

Holders
244
Holders Change
+11
Holders Change %
+4.72%
% of All Funds
6.08%
Holding in Top 10
22
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8.33%
% of All Funds
0.55%
New
35
Increased
103
Reduced
76
Closed
23
Calls
$409K
Puts
$1.56M
Net Calls
-$1.15M
Net Calls Change
+$750K

Top Buyers

1
BAM
1
BTS Asset Management
Massachusetts
$44.4M
2
HIM
2
Hanlon Investment Management
New Jersey
$33.9M
3
HI
3
Horizon Investments
North Carolina
$21.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$25.9M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$38.3M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$33.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$153M
3
QI
3
QS Investors
New York
$156M
4
Wells Fargo
4
Wells Fargo
California
$98.1M
5
HNB
5
Huntington National Bank
Ohio
$11.9M
Name Market Value Shares Shares
Change 		Shares
Change %
SWP
151
Stratos Wealth Partners
Ohio
$651K 13,532 +6,783 +101%
SFS
152
Sowell Financial Services
Arkansas
$621K 12,667 +7,579 +149%
CAN
153
Cetera Advisor Networks
California
$586K 12,161 -31,065 -72%
WSCM
154
Wellington Shields Capital Management
New York
$580K 12,068 -6,470 -35%
SPWA
155
SteelBridge Private Wealth Advisors
Florida
$561K 11,660 – –
Lazard Asset Management
156
Lazard Asset Management
New York
– – – –
CWM
157
Concert Wealth Management
California
$517K 11,334 +2,304 +26%
AGM
158
Alpine Global Management
New York
$506K 10,514 -5,451 -34%
FAM
159
Foothills Asset Management
Arizona
$505K 10,497 – –
WP
160
WealthSource Partners
California
$504K 10,468 -981 -9%
TYCC
161
Texas Yale Capital Corp
Florida
$493K 10,255 -15,200 -60%
AC
162
Alexandria Capital
Virginia
$489K 10,160 +22 +0.2%
SCM
163
Shelton Capital Management
Colorado
$487K 10,134 +10,134 New
PP
164
PagnatoKarp Partners
Virginia
$471K 9,801 +9,801 New
First Trust Advisors
165
First Trust Advisors
Illinois
$451K 9,366 +1,600 +21%
NA
166
Navellier & Associates
Nevada
$451K 9,377 +2,639 +39%
HCM
167
HMS Capital Management
Tennessee
$435K 8,939 +8,939 New
PMG
168
ProVise Management Group
Florida
$434K 9,030 +886 +11%
BFEC
169
Benjamin F. Edwards & Company
Missouri
$433K 9,010 -25,810 -74%
WPW
170
Waldron Private Wealth
Pennsylvania
$425K 8,837 – –
DADC
171
D.A. Davidson & Co
Montana
$423K 8,801 -6,677 -43%
EWM
172
Evercore Wealth Management
New York
$416K 8,644 – –
Nomura Holdings
173
Nomura Holdings
Japan
$407K 8,459 +755 +10%
IB
174
Intrust Bank
Kansas
$394K 8,194 – –
BPCE
175
Bank Pictet & Cie (Europe)
Germany
$394K 8,200 +8,200 New
5 6
7
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