Wellington Shields Capital Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Wellington Shields Capital Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-15,629	Closed	-$843K	–	281
2018 Q3	$843K	Sell	15,629 -60	-0.4%	-$3.22K	0.14%	151
2018 Q2	$832K	Buy	15,689 +143	+0.9%	+$7.55K	0.14%	146
2018 Q1	$803K	Buy	15,546 +1,232	+9%	+$64.2K	0.12%	162
2017 Q4	$724K	Buy	14,314 +1,128	+9%	+$58K	0.11%	179
2017 Q3	$673K	Buy	13,186 +578	+5%	+$29.3K	0.11%	176
2017 Q2	$626K	Buy	12,608 +540	+4%	+$26.4K	0.1%	189
2017 Q1	$580K	Sell	12,068 -6,470	-35%	-$306K	0.09%	189
2016 Q4	$846K	Sell	18,538 -2,301	-11%	-$105K	0.14%	150
2016 Q3	$966K	Buy	20,839 +1,240	+6%	+$56.6K	0.17%	131
2016 Q2	$859K	Buy	19,599 +3,798	+24%	+$165K	0.15%	137
2016 Q1	$683K	Buy	15,801 +285	+2%	+$11.8K	0.12%	152
2015 Q4	$672K	Buy	+15,516	New	+$710K	0.11%	154

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Wellington Shields Capital Management's CWB Position: Q4 2018 in Review

Wellington Shields Capital Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2018, closing a stake of 15,629 shares — an estimated $843K sold.

Wellington Shields Capital Management first reported a position in CWB in Q4 2015 and held it in 12 quarters. The position peaked at $966K in Q3 2016. 332 funds tracked by Wall St. Rank hold CWB as of Q4 2018.

Wellington Shields Capital Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2018 after selling out during the quarter.
Wellington Shields Capital Management sold 15,629 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2018, an estimated $843K.
Wellington Shields Capital Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2015 and held it in 12 quarters.
Wellington Shields Capital Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $966K in Q3 2016.
332 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2018.

Based on Wellington Shields Capital Management's 13F filing for Q4 2018, filed 11 Feb 2019.