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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

163 hedge funds and large institutions have $1.69B invested in SPDR Bloomberg Convertible Securities ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 42 reducing their positions, and 10 closing their positions.

Holders
163
Holders Change
+5
Holders Change %
+3.16%
% of All Funds
4.73%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.32%
New
16
Increased
83
Reduced
42
Closed
10
Calls
$655K
Puts
$6.55M
Net Calls
-$5.89M
Net Calls Change
-$6.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$196M
2
Bank of America
2
Bank of America
North Carolina
$137M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$36.5M
4
LMIM
4
Lockheed Martin Investment Management
Maryland
$29.7M
5
AGA
5
Accuvest Global Advisors
Utah
$9.75M

Top Sellers

1
AUIM
1
Aegon USA Investment Management
Iowa
$0
2
HNB
2
Huntington National Bank
Ohio
$19.8M
3
U
3
UBS
Switzerland
$45.7M
4
TFA
4
Transamerica Financial Advisors
Florida
$10K
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$10M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCM
151
Horrell Capital Management
Arkansas
$100K – – –
FNBT
152
FineMark National Bank & Trust
Florida
$91K +$32.8K +662 +56%
BRWM
153
B. Riley Wealth Management
Tennessee
$83K -$3.69K -75 -4%
MHS
154
M Holdings Securities
Oregon
$82K +$82K +1,660 New
SSB
155
Sandy Spring Bank
Maryland
$63K -$24.1K -487 -28%
CFS
156
Community Financial System
New York
$43K – – –
HF
157
Hoxton Financial
West Virginia
$30K – – –
CLOS
158
Compagnie Lombard Odier SCmA
Switzerland
$30K – – –
MSL
159
Mackay Shields LLC
New York
$28K +$28K +566 New
ST
160
Smithfield Trust
Pennsylvania
$22K – – –
RIA
161
Regal Investment Advisors
Michigan
$12K +$8.95K +176 +293%
TFA
162
Transamerica Financial Advisors
Florida
$10K -$8.1M -158,030 -100%
BWFA
163
Baltimore-Washington Financial Advisors
Maryland
$6K +$6K +112 New
AA
164
Apriem Advisors
California
$5K – – –
AllianceBernstein
165
AllianceBernstein
Tennessee
$3K – – –
WA
166
WealthTrust-Arizona
Arizona
$1K – – –
AUIM
167
Aegon USA Investment Management
Iowa
– -$49.2M -973,283 Closed
SPL
168
Smart Portfolios LLC
Washington
– -$6.63M -155,247 Closed
BIT
169
BlackRock Institutional Trust
California
– -$6.92M -136,979 Closed
HIM
170
Hanlon Investment Management
New Jersey
– -$2.21M -43,656 Closed
UBS AM
171
UBS AM
Illinois
– -$1.66M -32,796 Closed
BRWA
172
B. Riley Wealth Advisors
Florida
– -$707K -26,281 Closed
DWA
173
Dorsey Wright & Associates
California
– -$806K -16,239 Closed
ACM
174
Argentus Capital Management
Texas
– -$812K -16,079 Closed
AssetMark Inc
175
AssetMark Inc
California
– -$319K -6,313 Closed
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