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State Street SPDR Bloomberg Convertible Securities ETF

163 hedge funds and large institutions have $1.69B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 42

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 158163 (+5)

0% more capital invested

Capital invested by funds: $1.68B → $1.69B (+$5.21M)

1.41% less ownership

Funds ownership: 57.56%56.15% (-1.4%)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

90% less call options, than puts

Call options by funds: $655K | Put options by funds: $6.55M

Holders
163
Holders Change
+5
Holders Change %
+3.16%
% of All Funds
4.73%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.32%
New
16
Increased
83
Reduced
42
Closed
10
Calls
$655K
Puts
$6.55M
Net Calls
-$5.89M
Net Calls Change
-$6.3M
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
151
Horrell Capital Management
Arkansas
$100K
FNBT
152
FineMark National Bank & Trust
Florida
$91K +$33.3K +662 +56%
BRWM
153
B. Riley Wealth Management
Tennessee
$83K -$3.77K -75 -4%
MHS
154
M Holdings Securities
Oregon
$82K +$83.6K +1,660 New
SSB
155
Sandy Spring Bank
Maryland
$63K -$24.5K -487 -28%
CFS
156
Community Financial System
New York
$43K
CLOS
157
Compagnie Lombard Odier SCmA
Switzerland
$30K
HF
158
Hoxton Financial
West Virginia
$30K
MSL
159
Mackay Shields LLC
New York
$28K +$28.5K +566 New
ST
160
Smithfield Trust
Pennsylvania
$22K
RIA
161
Regal Investment Advisors
Michigan
$12K +$8.86K +176 +293%
TFA
162
Transamerica Financial Advisors
Florida
$10K -$7.95M -158,030 -100%
BWFA
163
Baltimore-Washington Financial Advisors
Maryland
$6K +$5.64K +112 New
AA
164
Apriem Advisors
California
$5K
AllianceBernstein
165
AllianceBernstein
Tennessee
$3K
WA
166
WealthTrust-Arizona
Arizona
$1K
AUIM
167
Aegon USA Investment Management
Iowa
-$49.2M -973,283 Closed
SPL
168
Smart Portfolios LLC
Washington
-$6.63M -155,247 Closed
BIT
169
BlackRock Institutional Trust
California
-$6.92M -136,979 Closed
HIM
170
Hanlon Investment Management
New Jersey
-$2.21M -43,656 Closed
UBS AM
171
UBS AM
Illinois
-$1.66M -32,796 Closed
BRWA
172
B. Riley Wealth Advisors
Florida
-$707K -26,281 Closed
DWA
173
Dorsey Wright & Associates
California
-$806K -16,239 Closed
ACM
174
Argentus Capital Management
Texas
-$812K -16,079 Closed
AssetMark Inc
175
AssetMark Inc
California
-$319K -6,313 Closed

CWB Hedge Fund Activity: Q3 2014 in Review

163 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2014, worth a combined $1.69B — up 0.31% from $1.68B a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CWB positions and 10 closed out — a net gain of 6 holders — while 83 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.1M. The largest seller was Aegon USA Investment Management, exiting entirely with an estimated $49.2M sold.

  • 163 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2014, up from 158 in Q2 2014.
  • Funds reported $1.69B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2014, up 0.31% quarter-over-quarter.
  • 16 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2014 and 10 closed out, a net change of +6 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2014 was Morgan Stanley, an estimated $19.1M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2014 was Aegon USA Investment Management, an estimated $49.2M sold.

Based on aggregated 13F filings for Q3 2014.