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State Street SPDR Bloomberg Convertible Securities ETF

199 hedge funds and large institutions have $1.66B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 98 increasing their positions, 51 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 8

92% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 51

37% more capital invested

Capital invested by funds: $1.2B → $1.66B (+$451M)

36% more funds holding in top 10

Funds holding in top 10: 1115 (+4)

9% more funds holding

Funds holding: 183199 (+16)

5.72% more ownership

Funds ownership: 53.36%59.08% (+5.7%)

62% less call options, than puts

Call options by funds: $445K | Put options by funds: $1.16M

Holders
199
Holders Change
+16
Holders Change %
+8.74%
% of All Funds
5.31%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.4%
New
29
Increased
98
Reduced
51
Closed
8
Calls
$445K
Puts
$1.16M
Net Calls
-$717K
Net Calls Change
-$758K
Name Holding Trade Value Shares
Change
Change in
Stake
AG
51
Appleton Group
Wisconsin
$4.09M +$1.54M +33,821 +62%
WB
52
Webster Bank
Connecticut
$3.87M +$3.81M +83,513 New
Baird Financial Group
53
Baird Financial Group
Wisconsin
$3.71M +$719K +15,747 +24%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$3.6M +$1.66M +36,368 +88%
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$3.54M +$3.49M +76,418 New
AWM
56
Arbor Wealth Management
Florida
$3.52M -$107K -2,340 -3%
MFS
57
MSI Financial Services
Massachusetts
$3.3M -$184K -4,034 -5%
KF
58
Krilogy Financial
Missouri
$3.22M +$190K +4,167 +6%
MIS
59
Morningstar Investment Services
Illinois
$3.08M +$65.7K +1,440 +2%
IA
60
IFP Advisors
Florida
$2.95M +$194K +4,262 +7%
NR
61
Newfound Research
Massachusetts
$2.88M +$1.1M +24,054 +63%
WA
62
Winfield Associates
Ohio
$2.86M -$16K -350 -0.6%
NPC
63
National Planning Corporation
California
$2.72M +$2.05M +44,900 +286%
FFSOTS
64
Fiduciary Financial Services of The Southwest
Texas
$2.64M +$239K +5,231 +10%
CCMG
65
Clark Capital Management Group
Pennsylvania
$2.6M -$1.6K -35 -0.1%
RWA
66
River Wealth Advisors
Pennsylvania
$2.58M +$300K +6,565 +13%
Wellington Management Group
67
Wellington Management Group
Massachusetts
$2.55M +$310K +6,800 +14%
MCM
68
MV Capital Management
Maryland
$2.52M +$25.5K +559 +1%
BA
69
BKS Advisors
Michigan
$2.38M -$13.5K -295 -0.6%
PAG
70
Private Advisor Group
New Jersey
$2.23M -$184K -4,026 -8%
LP
71
LGL Partners
Pennsylvania
$2.14M +$80.3K +1,760 +4%
FANJ
72
Financial Architects (New Jersey)
New Jersey
$1.99M -$40.7K -893 -2%
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
$1.99M +$266K +5,828 +16%
CIM
74
Cetera Investment Management
California
$1.95M -$221K -4,846 -10%
PWMAG
75
Pinnacle Wealth Management Advisory Group
New Jersey
$1.95M +$109K +2,385 +6%

CWB Hedge Fund Activity: Q3 2016 in Review

199 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2016, worth a combined $1.66B — up 37% from $1.2B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CWB positions and 8 closed out — a net gain of 21 holders — while 98 added to existing stakes and 51 trimmed.

The largest buyer was IndexIQ Advisors, adding an estimated $165M. The largest seller was Nan Shan Life Insurance, cutting an estimated $17.2M.

  • 199 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2016, up from 183 in Q2 2016.
  • Funds reported $1.66B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2016, up 37% quarter-over-quarter.
  • 29 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2016 and 8 closed out, a net change of +21 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2016 was IndexIQ Advisors, an estimated $165M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2016 was Nan Shan Life Insurance, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2016.