Newfound Research’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Newfound Research’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-5,333	Closed	-$323K	–	113
2020 Q2	$323K	Buy	5,333 +3,280	+160%	+$180K	0.4%	37
2020 Q1	$98K	Sell	2,053 -10,149	-83%	-$552K	0.11%	18
2019 Q4	$677K	Sell	12,202 -7,148	-37%	-$385K	0.64%	33
2019 Q3	$1.01M	Buy	19,350 +2,907	+18%	+$154K	0.89%	34
2019 Q2	$869K	Sell	16,443 -18,363	-53%	-$962K	0.75%	36
2019 Q1	$1.82M	Buy	+34,806	New	+$1.77M	1.32%	29
2018 Q4	–	Sell	-41,609	Closed	-$2.24M	–	147
2018 Q3	$2.24M	Sell	41,609 -16,523	-28%	-$886K	1.27%	25
2018 Q2	$3.08M	Sell	58,132 -58,822	-50%	-$3.1M	1.74%	22
2018 Q1	$6.04M	Buy	116,954 +36,808	+46%	+$1.92M	3.44%	11
2017 Q4	$4.05M	Buy	80,146 +4	+0%	+$206	2.15%	20
2017 Q3	$4.09M	Sell	80,142 -13,266	-14%	-$672K	2.34%	17
2017 Q2	$4.63M	Buy	93,408 +1,633	+2%	+$80K	3.24%	15
2017 Q1	$4.41M	Sell	91,775 -13,765	-13%	-$651K	3.45%	13
2016 Q4	$4.82M	Buy	105,540 +43,399	+70%	+$1.98M	4.32%	10
2016 Q3	$2.88M	Buy	62,141 +24,054	+63%	+$1.1M	2.75%	17
2016 Q2	$1.67M	Buy	+38,087	New	+$1.65M	1.74%	23

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Newfound Research's CWB Position: Q3 2020 in Review

Newfound Research sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2020, closing a stake of 5,333 shares — an estimated $323K sold.

Newfound Research first reported a position in CWB in Q2 2016 and held it in 16 quarters. The position peaked at $6.04M in Q1 2018. 399 funds tracked by Wall St. Rank hold CWB as of Q3 2020.

Newfound Research reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2020 after selling out during the quarter.
Newfound Research sold 5,333 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2020, an estimated $323K.
Newfound Research first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2016 and held it in 16 quarters.
Newfound Research's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $6.04M in Q1 2018.
399 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2020.

Based on Newfound Research's 13F filing for Q3 2020, filed 20 Oct 2020.